LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,847
New Positions 186
Increased Positions 1,411
Decreased Positions 1,370
Positions with Activity 2,781
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.28%
Energy 2.01%
Financial 76.45%
Healthcare 2.65%
Services 4.2%
Technology 3.9%
Transportation 0.66%
Utilities 1.48%

2,847 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPHA NATURAL RESOURCES INC COM 25 -4 (12.75) 25,493
ACTIVE POWER INC COM NEW 23 23 New 13,020
UNITED STATES ANTIMONY CORP COM 23 New 45,100
BARCLAYS BANK PLC ETN DJUBS NAT37 22 -4 (16.34) 13,825
NORTH ATLANTIC DRILLING LTD COM 18 18 New 12,707
PEREGRINE PHARMACEUTICALS INC COM NEW 17 -1 (7.71) 13,160
URANIUM ENERGY CORP COM 13 New 10,000
ALPHATEC HOLDINGS INC COM 13 New 10,000
LEXICON PHARMACEUTICALS INC COM 13 4 40 14,000
STEMCELLS INC COM NEW 13 13 New 11,600
GT ADVANCED TECHNOLOGIES INC COM 12 -7 (36.39) 35,688
MAGELLAN PETE CORP COM 12 -2 (12.43) 15,500
RADIOSHACK CORP COM 11 11 New 36,700
DENISON MINES CORP COM 11 -4 (27.77) 13,004
CAPSTONE TURBINE CORP COM 11 -3 (22.62) 17,100
WALTER ENERGY INC COM 11 -4 (25.83) 12,456
SANOFI CONTGNT VAL RT 10 .72 13,066
TANZANIAN ROYALTY EXPL CORP COM 10 New 16,800
AMERICAN SUPERCONDUCTOR CORP COM 9 -2 (21.63) 12,685
CYTORI THERAPEUTICS INC COM 8 1 12.66 17,793