LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.71%
Healthcare 2.57%
Services 4.11%
Technology 3.93%
Transportation 0.68%
Utilities 1.33%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FUELCELL ENERGY INC COM 74 -16 (17.47) 59,983
PARAGON OFFSHORE PLC SHS 74 -6 (8.07) 42,692
MAGNUM HUNTER RES CORP DEL COM 73 .42 36,159
COMPUGEN LTD ORD 72 -12 (14.68) 11,046
KELSO TECHNOLOGIES INC COM NEW 72 72 New 16,325
TICC CAPITAL CORP COM 70 New 10,478
QUICKLOGIC CORP COM 69 2 2.45 40,393
CUI GLOBAL INC COM NEW 65 -2 (3.32) 11,876
RESEARCH FRONTIERS INC COM 64 3 4.71 11,120
TURQUOISE HILL RES LTD COM 63 -8 (11.3) 14,920
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 62 New 10,225
ERIN ENERGY CORP COM 60 -16 (21.15) 10,776
NAM TAI PPTY INC SHS 59 59 New 11,700
ADVANCED MICRO DEVICES INC COM 59 -20 (25.06) 25,451
PROVECTUS BIOPHARMACEUTICALS I COM 56 14 33.90 63,200
URANERZ ENERGY CORP COM 55 New 47,173
LIBERTY ALL-STAR GROWTH FD INC COM 55 New 10,699
FAIRWAY GROUP HLDGS CORP CL A 54 54 New 11,000
FX ENERGY INC COM 54 New 41,600
UNITED STATES ANTIMONY CORP COM 52 New 45,100