LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,900

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.77%
Financial 77.01%
Healthcare 2.44%
Services 4.08%
Technology 3.95%
Transportation 0.56%
Utilities 1.41%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGENUS INC COM NEW -36 Sold Out 0
ALERE INC COM -398 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -811 Sold Out 0
ALPS ETF TR US EQTHIVOLPT WR -3,444 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -36 Sold Out 0
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF -68 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -21 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -719 Sold Out 0
AMERICAN INCOME FD INC COM -88 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -195 Sold Out 0
ASCENA RETAIL GROUP INC COM -164 Sold Out 0
AUTODESK INC COM -291 Sold Out 0
BANK OF THE OZARKS INC COM -328 Sold Out 0
BELMOND LTD CL A -141 Sold Out 0
BITAUTO HLDGS LTD SPONSORED ADS -1,160 Sold Out 0
BLACK HILLS CORP COM -472 Sold Out 0
BLACKROCK ECOSOLUTIONS INVT TR COM SH -103 Sold Out 0
BLACKROCK MUNI INCOME INV QLTY COM -141 Sold Out 0
BLDRS INDEX FDS TR DEV MK 100 ADR -317 Sold Out 0
BROADRIDGE FINL SOLUTIONS INC COM -587 Sold Out 0