LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,464

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.13%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 1.93%
Financial 76.84%
Healthcare 2.62%
Services 4.15%
Technology 3.84%
Transportation 0.68%
Utilities 1.31%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROUNDYS INC COM 97 New 19,750
EARTHLINK HLDGS CORP COM 97 3 3.38 22,021
MORGAN STANLEY EMER MKTS DEBT COM 96 -45 (31.85) 10,176
ATLANTIC PWR CORP COM NEW 96 -19 (16.51) 33,882
PENN VA CORP COM 95 -6 (5.56) 13,584
FORTUNA SILVER MINES INC COM 93 -312 (77.15) 23,312
CINCINNATI BELL INC NEW COM 92 New 25,820
SPROTT FOCUS TR INC COM 92 -8 (8.29) 12,618
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 88 -2 (1.99) 14,762
DEUTSCHE BK AG LDN BRH DB AGRIC DBL LN 86 New 19,700
BON-TON STORES INC COM 86 86 New 13,648
MCG CAPITAL CORP COM 86 -19 (18.5) 21,500
COMPUGEN LTD ORD 83 -14 (14.68) 11,046
PRECISION DRILLING CORP COM 2010 82 -6 (6.99) 12,876
AMPIO PHARMACEUTICALS INC COM 78 -40 (34.07) 10,400
FUELCELL ENERGY INC COM 74 -16 (17.47) 59,983
QUICKLOGIC CORP COM 74 2 2.45 40,393
TICC CAPITAL CORP COM 74 New 10,478
MFS INTERMEDIATE HIGH INC FD SH BEN INT 73 -32 (30.25) 26,700
KELSO TECHNOLOGIES INC COM NEW 73 73 New 16,325