LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 1.99%
Financial 76.72%
Healthcare 2.61%
Services 4.14%
Technology 3.91%
Transportation 0.68%
Utilities 1.32%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CAPITAL INVESTMENT C COM 121 -16 (11.83) 13,015
MOLYCORP INC DEL COM 120 -66 (35.42) 121,997
MCEWEN MNG INC COM 120 -59 (33.01) 121,771
GDL FUND COM SH BEN IT 119 -83 (41.14) 11,431
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR 119 119 New 13,474
WESTPORT INNOVATIONS INC COM NEW 118 14 12.98 26,557
OCWEN FINL CORP COM NEW 117 30 35.01 15,159
MANAGED HIGH YIELD PLUS FD INC COM 116 -19 (14.37) 61,328
ARBITRAGE FDS EVENT DRV FD I 115 115 New 11,654
ADVENT CLAYMORE ENH GRW & INC COM 114 -4 (3.62) 11,674
PIMCO FDS PAC INVT MGMT SER LOW DURATION 113 3 2.44 11,150
BIODELIVERY SCIENCES INTL INC COM 112 112 New 12,130
VOYA INTL HIGH DIVID EQTY INC COM 111 3 2.59 13,156
ROUNDYS INC COM 109 New 19,750
MANITEX INTL INC COM 109 New 11,125
EARTHLINK HLDGS CORP COM 108 4 3.38 22,021
KINDRED BIOSCIENCES INC COM 107 6 6.08 14,594
SANDRIDGE ENERGY INC COM 104 -55 (34.71) 56,689
ATLANTIC PWR CORP COM NEW 104 -21 (16.51) 33,882
INVENTURE FOODS INC COM 101 New 11,635