LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.99%
Healthcare 2.44%
Services 4.06%
Technology 4%
Transportation 0.56%
Utilities 1.42%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED STATES ANTIMONY CORP COM 71 New 45,100
NATIONAL BK GREECE S A SPN ADR REP 1 SH 70 -135 (65.84) 20,117
ZYNGA INC CL A 70 34 93.91 23,172
EXELIXIS INC COM 69 69 New 16,427
ENDOCYTE INC COM 69 69 New 10,925
VIVUS INC COM 67 6 10.26 13,973
ADVANCED MICRO DEVICES INC COM 64 -1 (1.16) 17,023
WRIGHT MED GROUP INC RT 61 New 37,769
URANERZ ENERGY CORP COM 58 3 6.01 47,173
TURQUOISE HILL RES LTD COM 54 54 New 15,323
VIRTUS TOTAL RETURN FD COM 54 -11 (16.7) 11,178
FAB UNVL CORP COM 52 New 16,884
BACTERIN INTL HLDGS INC COM 49 New 80,000
HECLA MNG CO COM 49 8 19.16 14,692
CASELLA WASTE SYS INC CL A 49 New 10,000
DOVER MOTORSPORTS INC COM 45 -10 (17.78) 15,309
ALLIED NEVADA GOLD CORP COM 44 44 New 13,699
INOVIO PHARMACEUTICALS INC COM NEW 44 44 New 3,483
VERITIV CORP COM 44 2 5.38 1,136
ZIOPHARM ONCOLOGY INC COM 42 -6 (13.16) 13,200