LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,287
New Positions 175
Increased Positions 1,463
Decreased Positions 1,692
Positions with Activity 3,155
Sold Out Positions 216
Total Mkt Value (in $ millions) 36,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.55%
Capital Goods 1.13%
Conglomerates 0.09%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 2.29%
Energy 1.48%
Financial 76.63%
Healthcare 2.46%
Services 4.08%
Technology 3.31%
Transportation 0.42%
Utilities 1.02%

3,287 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGIANCE BANCSHARES INC COM 276 276 New 11,764
ARM HLDGS PLC SPONSORED ADR 275 -7 (2.63) 6,728
ANADARKO PETE CORP TANGIBLE UNIT 275 275 New 7,000
ISHARES MSCI THI CAP ETF 275 -74 (21.3) 4,141
GENERAL MTRS CO WT EXP 071016 274 4 1.35 13,202
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 274 21 8.46 5,922
SPDR SERIES TRUST NUVN BR NY MUNI 273 New 11,298
ISHARES TR IBONDS DEC19 ETF 273 273 New 10,910
EASTMAN KODAK CO COM NEW 273 -2 (0.66) 23,234
EATON VANCE MA MUNI INCOME TR SH BEN INT 273 73 36.25 18,042
ISHARES MSCI CH CAP ETF 273 -24 (8.08) 7,733
OLD NATL BANCORP IND COM 272 -19 (6.47) 21,394
CONTINENTAL BLDG PRODS INC COM 272 1 .46 12,517
GUGGENHEIM ENHANCED EQUITY STR COM 272 116 74.67 18,012
AMERICAN WOODMARK CORP COM 271 -977 (78.31) 3,580
HECLA MNG CO COM 270 -312 (53.59) 63,708
ENSCO PLC SHS CLASS A 269 -72 (21.19) 26,495
HI-CRUSH PARTNERS LP COM UNIT LTD 269 -14 (4.79) 36,859
MSC INDL DIRECT INC CL A 269 .05 3,694
BLACKROCK MUNIYLD INVST QLTY COM 268 112 71.63 18,272