LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.12%
Energy 2.8%
Financial 76.99%
Healthcare 2.44%
Services 4.07%
Technology 3.98%
Transportation 0.56%
Utilities 1.42%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COEUR MNG INC COM NEW 99 7 7.87 12,347
CINCINNATI BELL INC NEW COM 93 New 23,862
MUELLER WTR PRODS INC COM SER A 89 -20 (18.28) 10,950
FULL CIRCLE CAP CORP COM 89 89 New 11,429
EAGLE ROCK ENERGY PARTNERS LP UNIT 88 -9 (9.35) 17,787
HELIOS STRATEGIC INCOME FD INC COM NEW 87 New 12,847
ENDEAVOUR SILVER CORP COM 86 18 27.01 15,157
AMPIO PHARMACEUTICALS INC COM 85 -471 (84.64) 13,484
LIBERTY MEDIA CORP DELAWARE CL A 85 -34 (28.71) 1,743
OREXIGEN THERAPEUTICS INC COM 85 25 42.48 15,767
NAVIOS MARITIME HOLDINGS INC COM 84 -4 (5.03) 10,006
NOVAVAX INC COM 82 New 18,250
NEW GOLD INC CDA COM 80 -22 (21.33) 12,830
ZION OIL & GAS INC COM 79 6 8.54 40,687
YANZHOU COAL MNG CO LTD SPON ADR H SHS 79 -13 (13.79) 10,000
KEMET CORP COM NEW 78 -2 (2.82) 15,230
WASHINGTON PRIME GROUP INC COM 76 39 106.81 3,948
ABERDEEN JAPAN EQUITY FD INC COM 76 -37 (32.65) 10,400
EARTHLINK HLDGS CORP COM 73 32 79.21 19,891
ZYNGA INC CL A 70 34 93.91 23,172