LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.13%
Energy 2.62%
Financial 76.85%
Healthcare 2.42%
Services 3.94%
Technology 3.91%
Transportation 0.59%
Utilities 1.44%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TICC CAPITAL CORP COM 141 -30 (17.61) 14,968
MANITEX INTL INC COM 140 New 11,125
DRYSHIPS INC SHS 140 39 38.37 46,340
FX ENERGY INC COM 138 6 4.81 43,600
ADVANCED MICRO DEVICES INC COM 138 73 112.28 36,137
MAGNACHIP SEMICONDUCTOR CORP N COM 136 New 11,284
CRAFT BREW ALLIANCE INC COM 136 3 2.41 10,615
AMERICAN SOFTWARE INC CL A 135 New 15,632
CGG SPONSORED ADR 135 135 New 13,326
SWEDISH EXPT CR CORP ROG AGRI ETN22 135 -37 (21.78) 18,679
THERAVANCE INC COM 134 134 New 7,286
FIRST TRUST SPECIALTY FINANCE COM BEN INTR 134 19 17.04 15,536
REGULUS THERAPEUTICS INC COM 133 -141 (51.35) 18,000
IXYS CORP COM 133 133 New 11,632
BLACKROCK LONG-TERM MUNI ADVNT COM 132 New 11,733
FULL CIRCLE CAP CORP COM 131 52 65.32 18,894
ADVENT CLAYMORE ENH GRW & INC COM 131 New 13,113
MAXLINEAR INC CL A 129 New 17,285
EXCO RESOURCES INC COM 127 -819 (86.6) 27,546
ROCKET FUEL INC COM 126 126 New 7,927