LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,852

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.1%
Energy 2.79%
Financial 76.99%
Healthcare 2.45%
Services 4.09%
Technology 4%
Transportation 0.56%
Utilities 1.41%

2,806 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WALTER ENERGY INC COM 141 3 2.14 23,412
MFS INTERMARKET INCOME TRUST I SH BEN INT 140 -43 (23.39) 16,717
ALPHA NATURAL RESOURCES INC COM 139 -3 (2.21) 38,870
MANNKIND CORP COM 138 9 6.67 15,990
MADISON STRTG SECTOR PREM FD COM 138 138 New 10,762
VOYA INTL HIGH DIVID EQTY INC COM 136 -28 (17.18) 13,946
WISDOMTREE INVTS INC COM 135 -399 (74.71) 12,427
DEUTSCHE BK AG LDN BRH PS AGRI DL ETN 135 -36 (21.2) 19,700
ADVENT CLAYMORE ENH GRW & INC COM 134 -5 (3.67) 13,113
ERICSSON ADR B SEK 10 134 -2 (1.22) 10,610
TASER INTL INC COM 133 133 New 11,582
FX ENERGY INC COM 133 New 41,600
POTBELLY CORP COM 131 131 New 11,170
INVENTURE FOODS INC COM 130 130 New 11,635
SANGAMO BIOSCIENCES INC COM 130 130 New 10,461
BLACKROCK LONG-TERM MUNI ADVNT COM 130 -29 (18.37) 11,733
QUICKLOGIC CORP COM 128 -64 (33.49) 31,783
SPROTT PHYSICAL PLAT PALLAD TS UNIT 128 10 8.60 12,625
KINDER MORGAN INC DEL WT EXP 052517 126 -3 (2.68) 44,675
SUPERVALU INC COM 124 (0.37) 12,996