LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,604

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.77%
Healthcare 2.58%
Services 4.1%
Technology 3.88%
Transportation 0.67%
Utilities 1.32%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INTEGRATED SILICON SOLUTION COM 190 -33 (14.61) 10,172
NEUBERGER BERMAN CA INT MUN FD COM 190 New 11,456
COEUR MNG INC COM NEW 189 -60 (24.02) 37,085
UFP TECHNOLOGIES INC COM 189 189 New 9,421
HELIX ENERGY SOLUTIONS GRP INC COM 189 -306 (61.84) 11,314
PARSLEY ENERGY INC CL A 187 -208 (52.62) 11,345
INVESTORS REAL ESTATE TR SH BEN INT 187 -22 (10.49) 26,264
CARPENTER TECHNOLOGY CORP COM 186 186 New 4,187
RUTHS HOSPITALITY GROUP INC COM 185 New 12,500
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 185 -9 (4.85) 14,957
LMP CAP & INCOME FD INC COM 184 -7 (3.82) 11,092
OLD NATL BANCORP IND COM 183 42 29.27 13,555
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 183 4 2.51 32,879
NOVAGOLD RES INC COM NEW 183 -4 (2.08) 47,184
MERRIMACK PHARMACEUTICALS INC COM 182 -35 (16.3) 15,944
THL CR INC COM 180 -40 (18.17) 14,999
BARCLAYS BK PLC IPSP CROIL ETN 179 58 47.56 14,188
VOYA EMERGING MKTS HIGH DIVID COM 179 179 New 16,761
MARVELL TECHNOLOGY GROUP LTD ORD 179 -13 (6.62) 12,852
HUGOTON RTY TR TEX UNIT BEN INT 179 -10 (5.51) 35,348