LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,003

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.21%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.64%
Financial 77.65%
Healthcare 2.5%
Services 4.35%
Technology 3.85%
Transportation 0.51%
Utilities 1.46%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES ETF TRUST LX NANOTCH PTF 162 -20 (10.92) 19,258
GABELLI MULTIMEDIA TR INC COM 161 .09 16,145
ROUNDYS INC COM 161 12 8.02 23,826
FX ENERGY INC COM 161 New 41,600
FUSION-IO INC COM 160 12 8.04 17,477
TYLER TECHNOLOGIES INC COM 159 159 New 2,067
BLACKROCK LONG-TERM MUNI ADVNT COM 159 19 13.34 14,373
SKILLED HEALTHCARE GROUP INC CL A 158 New 31,725
ACCO BRANDS CORP COM 157 -6 (3.83) 25,844
ING INTL HIGH DIVD EQTY INC FD COM 156 1 .36 16,838
PETMED EXPRESS INC COM 155 9 6.24 12,056
AMERICAN SOFTWARE INC CL A 155 New 15,632
TICC CAPITAL CORP COM 155 24 18.62 16,133
MARVELL TECHNOLOGY GROUP LTD ORD 155 155 New 10,207
DIVIDEND & INCOME FUND COM NEW 155 -45 (22.7) 10,079
CUI GLOBAL INC COM NEW 154 New 16,890
AEGON N V NY REGISTRY SH 154 -605 (79.77) 17,934
EATON VANCE MICH MUN BD FD COM 153 153 New 12,118
CVB FINL CORP COM 152 .16 10,415
NUVEEN CA MUN MKT OPPORTUNT FD COM 151 -22 (12.54) 10,466