LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.6%
Financial 76.8%
Healthcare 2.43%
Services 3.96%
Technology 3.92%
Transportation 0.6%
Utilities 1.44%

2,820 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RUBICON TECHNOLOGY INC COM 223 223 New 44,550
STONE ENERGY CORP COM 223 -6 (2.6) 7,121
INTERNATIONAL GAME TECHNOLOGY COM 223 -588 (72.54) 13,184
EXCHANGE TRADED CONCEPTS TR FORENSIC ACCTG 223 1 .51 6,885
CREDIT SUISSE GROUP SPONSORED ADR 222 -93 (29.46) 8,032
PENN VA CORP COM 222 36 19.37 17,254
PROSHARES TR II ULTRA GOLD 222 -64 (22.38) 5,403
QUESTAR CORP COM 222 5 2.50 9,785
DUPONT FABROS TECHNOLOGY INC COM 222 222 New 8,134
WEBSTER FINL CORP CONN COM 221 -17 (7.17) 7,343
ISHARES EM MKT SM-CP ETF 221 221 New 4,380
FEI CO COM 220 -3 (1.21) 2,699
NATIONAL HEALTHCARE CORP PFD CONV SER A 220 9 4.30 14,550
PNM RES INC COM 220 -3 (1.26) 8,468
ISHARES INTL DEVPPTY ETF 219 -52 (19.13) 5,835
OCWEN FINL CORP COM NEW 219 -19 (7.99) 7,811
BANCORPSOUTH INC COM 219 -6 (2.74) 10,043
BARCLAYS BANK PLC ADR PFD SR 5 219 219 New 8,468
NUVEEN SELECT QUALITY MUN FD COM 218 -129 (37.27) 15,994
ZUMIEZ INC COM 218 218 New 7,477