LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,003

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.21%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.64%
Financial 77.65%
Healthcare 2.5%
Services 4.35%
Technology 3.85%
Transportation 0.51%
Utilities 1.46%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AES CORP COM 320 10 3.10 22,346
UNITED TECHNOLOGIES CORP CORP UNIT 320 53 19.80 4,913
CEMEX SAB DE CV SPON ADR NEW 320 20 6.75 25,281
WESTERN ASSET GLB PTNRS INCOME COM 320 -14 (4.31) 28,964
ARIAD PHARMACEUTICALS INC COM 319 240 302.59 47,755
VALSPAR CORP COM 319 -24 (6.99) 4,508
ISHARES TR GLBL INFL-LKD BD 319 11 3.66 6,147
JOHN HANCOCK HDG EQ & INC FD COM 318 16 5.34 17,998
COMMONWEALTH REIT COM SH BEN INT 318 -35 (10.03) 12,351
SBA COMMUNICATIONS CORP COM 318 44 16.00 3,610
NUVEEN SELECT QUALITY MUN FD COM 317 9 2.80 23,882
MURPHY OIL CORP COM 317 -47 (12.87) 5,145
CONSOLIDATED WATER CO INC ORD 317 99 45.65 27,329
ULTIMATE SOFTWARE GROUP INC COM 316 316 New 2,462
BARCLAYS BK PLC DJUBS CMDT ETN36 316 -3,420 (91.55) 7,855
TERRA NITROGEN CO L P COM UNIT 315 -52 (14.24) 2,108
POWERSHARES ETF TRUST TECH SECT PORT 314 9 2.94 9,698
BANK OF THE OZARKS INC COM 313 313 New 5,147
ENI S P A SPONSORED ADR 313 313 New 6,148
ISHARES MSCI TAIWAN ETF 313 15 4.98 21,185