LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR PSHS SH MDCAP400 331 -1,265 (79.26) 18,250
NEUBERGER BERMAN INTER MUNI FD COM 331 New 22,209
CENTENE CORP DEL COM 331 122 58.06 5,943
VALSPAR CORP COM 330 -25 (6.99) 4,508
PIMCO ETF TR GB ADV INF BD 330 -362 (52.27) 6,614
INVESCO TR INVT GRADE NY MUNS COM 330 -23 (6.47) 23,301
ISHARES TR CORE STRM USBD 330 330 New 3,287
NASDAQ OMX GROUP INC COM 330 330 New 9,418
AMERICAN EAGLE OUTFITTERS NEW COM 330 330 New 30,001
CROWN HOLDINGS INC COM 329 17 5.35 7,070
SBA COMMUNICATIONS CORP COM 329 45 16.00 3,610
MURPHY OIL CORP COM 329 -49 (12.87) 5,145
HOME PROPERTIES INC COM 328 -10 (2.97) 5,493
UNIVERSAL CORP VA COM 327 33 11.18 6,158
UNITED TECHNOLOGIES CORP CORP UNIT 327 54 19.80 4,913
PALL CORP COM 326 15 4.68 3,778
GREAT PLAINS ENERGY INC COM 326 -11 (3.37) 12,230
PRUDENTIAL SHT DURATION HG YLD COM 326 80 32.38 18,320
DTF TAX-FREE INCOME INC COM 325 40 14.05 22,198
BOSTON PROPERTIES INC COM 325 10 3.28 2,768