LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,807
New Positions 180
Increased Positions 1,388
Decreased Positions 1,370
Positions with Activity 2,758
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,876

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.98%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.15%
Energy 2.79%
Financial 77.09%
Healthcare 2.45%
Services 4.03%
Technology 3.9%
Transportation 0.56%
Utilities 1.4%

2,807 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR GLB EQTY INC FD 350 -152 (30.21) 7,112
ISHARES GLOBAL FINLS ETF 350 -723 (67.38) 6,124
WISDOMTREE TR EM MKTS DVD GROW 349 -26 (6.95) 12,916
OMNICARE INC COM 348 -187 (34.87) 5,345
NUVEEN MUN INCOME FD INC COM 348 -99 (22.19) 31,398
NUVEEN SELECT QUALITY MUN FD COM 347 22 6.75 25,495
CARPENTER TECHNOLOGY CORP COM 347 -10 (2.78) 5,592
POWERSHARES ETF TRUST FINL SECT PORT 346 -56 (13.85) 11,870
PROSHARES TR ULTSHRT QQQ 346 -40 (10.45) 6,990
CUSTOMERS BANCORP INC COM 346 -7 (1.87) 17,298
DELAWARE INV MN MUN INC FD II COM 346 -34 (9.06) 24,699
BABSON CAP GLB SHT DURHGH YLD COM 345 -82 (19.12) 14,153
SBA COMMUNICATIONS CORP COM 345 -19 (5.13) 3,425
LKQ CORP COM 344 -254 (42.43) 12,990
TECK RESOURCES LTD CL B 343 343 New 14,122
MARKET VECTORS ETF TR GBL ALTER ENRG 341 -42 (10.91) 5,425
CAVIUM INC COM 341 52 18.01 7,143
SPDR SERIES TRUST NUVN CALI MUNI 341 -108 (24.03) 14,623
MEDIDATA SOLUTIONS INC COM 341 -23 (6.25) 8,467
MICROSEMI CORP COM 340 8 2.53 12,636