LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

2,758 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DBX ETF TR XTRAK MSCI EMKT 350 135 62.43 16,136
WISDOMTREE TR INDIA ERNGS FD 350 -213 (37.84) 18,159
CIENA CORP COM NEW 350 -19 (5.12) 17,600
TREE COM INC COM 349 -2 (0.56) 11,474
BLACKROCK MUNIYIELD INVST FD COM 349 -14 (3.94) 24,353
POWERSHARES ETF TR II S&P SMCP CONSU 348 348 New 6,957
BRUKER CORP COM 347 347 New 16,425
MCGRAW HILL FINL INC COM 347 -32 (8.53) 4,528
ASHLAND INC NEW COM 347 25 7.79 3,585
DARLING INTL INC COM 347 -204 (37.03) 16,643
WASHINGTON REAL ESTATE INVT TR SH BEN INT 346 -481 (58.17) 14,320
SCHWAB STRATEGIC TR US MID-CAP ETF 345 27 8.40 9,068
KIMCO RLTY CORP COM 345 -4 (1.27) 15,365
STONE ENERGY CORP COM 345 -66 (16.04) 7,442
ARIAD PHARMACEUTICALS INC COM 344 258 302.59 47,755
AZZ INC COM 343 16 5.05 7,724
STONE HBR EMERG MKTS TL INC FD COM 342 342 New 18,412
TEMPUR SEALY INTL INC COM 342 46 15.51 7,076
PAPA JOHNS INTL INC COM 340 340 New 7,114
PROSHARES TR PSHS ULT HLTHCRE 340 11 3.48 4,020