LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2015

Position Statistics

Total Positions 3,281
New Positions 538
Increased Positions 2,916
Decreased Positions 365
Positions with Activity 3,281
Sold Out Positions 165
Total Mkt Value (in $ millions) 36,981

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.59%
Capital Goods 1.08%
Conglomerates 0.09%
Consumer Cyclical 0.77%
Consumer/Non-Cyclical 2.22%
Energy 1.5%
Financial 76.88%
Healthcare 2.37%
Services 4.08%
Technology 3.25%
Transportation 0.48%
Utilities 0.96%

3,281 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KKR INCOME OPPORTUNITIES FD COM 653 476 269.52 43,966
FIRST MID ILL BANCSHARES INC COM 651 651 New 26,088
CYS INVTS INC COM 650 343 111.56 80,902
POWERSHARES ETF TR II EM MRK LOW VOL 649 649 New 28,772
NATIXIS FDS TR II ASG MNG STRG Y 647 364 128.33 60,226
NOMURA HLDGS INC SPONSORED ADR 647 -72 (9.98) 152,241
SPDR INDEX SHS FDS CONSM SPLS ETF 647 286 79.22 15,162
STRATASYS LTD SHS 645 233 56.64 25,086
GATX CORP COM 645 325 101.19 13,860
CNH INDL N V SHS 644 229 55.09 86,474
CIMAREX ENERGY CO COM 644 227 54.33 5,866
ALLEGION PUB LTD CO ORD SHS 642 309 93.09 9,840
JOY GLOBAL INC COM 639 639 New 30,218
BABSON CAP CORPORATE INVS COM 637 366 134.99 36,988
FIRST TR EXCH TRD ALPHA FD II SWITZLND ALPHA 636 323 102.92 15,716
BLACKROCK CAPITAL INVESTMENT C COM 635 457 256.87 75,946
CSG SYS INTL INC COM 634 634 New 14,075
ISHARES U S ETF TR ENH INTL L CAP 633 633 New 27,474
AGNICO EAGLE MINES LTD COM 632 -1,822 (74.24) 14,626
INGREDION INC COM 632 265 72.19 5,541