LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

2,846 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TANGER FACTORY OUTLET CTRS INC COM 366 8 2.26 9,311
BARCLAYS BANK PLC ETN DJUBSLVSTK37 366 110 43.14 13,306
WISDOMTREE TR JPN SCAP HDG EQT 365 -57 (13.46) 11,944
MARKEL CORP COM 365 60 19.73 534
ISHARES MSCI TURKEY ETF 363 -1,593 (81.45) 6,798
LITHIA MTRS INC CL A 362 31 9.30 4,268
BLOOMIN BRANDS INC COM 361 361 New 14,600
TRIPADVISOR INC COM 361 -3 (0.87) 5,381
PROSHARES TR ULTSHT SMLCP600 360 41 12.90 8,755
ZOGENIX INC COM 360 242 206.16 266,344
SCRIPPS NETWORKS INTERACT INC CL A COM 360 89 32.73 5,057
SCOTTS MIRACLE GRO CO CL A 359 72 25.12 5,664
YY INC ADS REPCOM CLA 358 1 .20 4,975
ENERSYS COM 357 -82 (18.7) 6,117
QIHOO 360 TECHNOLOGY CO LTD ADS 357 -550 (60.62) 6,102
INTERDIGITAL INC COM 355 355 New 7,110
INVESCO TR INVT GRADE NY MUNS COM 355 20 5.93 25,054
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 354 .08 13,360
RED HAT INC COM 353 353 New 5,537
NIC INC COM 352 -40 (10.25) 21,428