LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 2023 CP TM ETF 369 369 New 3,451
FRANKLIN LTD DURATION INC TR COM 368 -260 (41.36) 30,091
INVESCO HIGH INCOME TR II COM 368 53 16.68 24,405
FIRST TR EXCH TRD ALPHA FD II ASIA EX JAPAN 367 129 53.97 11,836
FIRST TR STRATEGIC HIGH INC FD COM SHS NEW 367 -20 (5.1) 25,866
CAMERON INTERNATIONAL CORP COM 367 -1,545 (80.83) 8,138
FORTUNE BRANDS HOME & SEC INC COM 366 -30 (7.52) 8,272
EATON VANCE OH MUNI INCOME TR SH BEN INT 365 1 .24 26,283
GLOBAL X FDS GLOBL X JR MLP 365 -62 (14.56) 26,831
STRATTEC SEC CORP COM 365 New 5,017
FIRST HORIZON NATL CORP COM 365 -114 (23.83) 25,933
SHAW COMMUNICATIONS INC CL B CONV 364 364 New 16,111
POLYONE CORP COM 364 4 1.03 9,867
GW PHARMACEUTICALS PLC ADS 364 9 2.43 4,209
BLACKROCK MUNIHLDNGS QLTY II COM 364 -2 (0.43) 26,630
SPRINT CORP COM SER 1 362 -42 (10.36) 76,794
GABELLI MULTIMEDIA TR INC COM 361 147 68.95 38,803
BABSON CAP GLB SHT DURHGH YLD COM 361 -52 (12.52) 17,358
SL GREEN RLTY CORP COM 360 5 1.40 2,819
PANDORA MEDIA INC COM 360 -283 (43.99) 22,049