LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,855
New Positions 186
Increased Positions 1,416
Decreased Positions 1,373
Positions with Activity 2,789
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.93%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.2%
Energy 2.32%
Financial 76.4%
Healthcare 2.56%
Services 4.05%
Technology 3.91%
Transportation 0.67%
Utilities 1.4%

2,855 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AES TR III PFD CV 6.75% 397 -11 (2.71) 7,786
SBA COMMUNICATIONS CORP COM 396 -25 (5.9) 3,302
DELAWARE INV MN MUN INC FD II COM 395 17 4.62 29,448
TORTOISE PIPELINE & ENERGY FD COM 395 28 7.69 11,535
AK STL HLDG CORP COM 394 -103 (20.7) 58,573
SCRIPPS NETWORKS INTERACT INC CL A COM 394 97 32.73 5,057
SUNPOWER CORP COM 394 -269 (40.59) 13,532
DIREXION SHS ETF TR DLY FIN BULL NEW 394 -9 (2.23) 3,242
EMBRAER S A SP ADR REP 4 COM 393 -238 (37.68) 10,744
PETROCHINA CO LTD SPONSORED ADR 393 -7 (1.64) 3,529
KBR INC COM 393 155 65.42 20,223
CYS INVTS INC COM 390 12 3.07 42,531
YY INC ADS REPCOM CLA 390 1 .20 4,975
PINNACLE WEST CAP CORP COM 390 77 24.48 6,270
LMP REAL ESTATE INCOME FD INC COM 389 -8 (1.97) 32,300
WENDYS CO COM 389 -3 (0.78) 44,906
ISHARES TR 18 AMT-FREE ETF 388 388 New 15,159
CIENA CORP COM NEW 387 -47 (10.84) 23,121
APOLLO TACTICAL INCOME FD INC COM 387 93 31.52 22,950
TRIPADVISOR INC COM 387 -3 (0.87) 5,381