LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,668

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.12%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.13%
Energy 2.01%
Financial 76.8%
Healthcare 2.6%
Services 4.1%
Technology 3.83%
Transportation 0.67%
Utilities 1.32%

2,872 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR II ULT VIX SHRT TRM 379 132 53.62 33,591
INDEXIQ ETF TR IQ MRGR ARB ETF 379 379 New 13,078
BLACKROCK MUNIY QUALITY FD II COM 376 -36 (8.76) 27,959
POLYONE CORP COM 376 4 1.03 9,867
SCHWAB STRATEGIC TR US AGGREGATE B 374 374 New 7,046
NIC INC COM 374 New 21,428
IDT CORP CL B NEW 374 374 New 21,569
NUVEEN CA DIV ADVANTG MUN FD 2 COM 373 1 .19 25,865
ISHARES TR 2023 CP TM ETF 372 372 New 3,451
FORTUNE BRANDS HOME & SEC INC COM 371 -30 (7.52) 8,272
STRATTEC SEC CORP COM 370 New 5,017
FIRST HORIZON NATL CORP COM 370 -116 (23.83) 25,933
AMBEV SA SPONSORED ADR 370 -233 (38.68) 59,215
FRANKLIN LTD DURATION INC TR COM 370 -261 (41.36) 30,091
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 370 25 7.11 14,830
NAVIOS MARITIME PARTNERS L P UNIT LPI 370 45 13.87 29,410
INVESCO HIGH INCOME TR II COM 369 53 16.68 24,405
VULCAN MATLS CO COM 368 7 1.88 4,493
SCRIPPS NETWORKS INTERACT INC CL A COM 368 21 6.01 5,361
BLACKROCK MUNIHLDNGS QLTY II COM 367 -2 (0.43) 26,630