LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.91%
Capital Goods 1.18%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.13%
Financial 76.49%
Healthcare 2.55%
Services 4.14%
Technology 3.95%
Transportation 0.67%
Utilities 1.44%

174 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
58 COM INC SPON ADR REP A -312 Sold Out 0
AMDOCS LTD SHS -968 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -929 Sold Out 0
AMIRA NATURE FOODS LTD SHS -335 Sold Out 0
API TECHNOLOGIES CORP COM NEW -31 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -178 Sold Out 0
APOLLO SR FLOATING RATE FD INC COM -251 Sold Out 0
ARROW ELECTRS INC COM -204 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -1 Sold Out 0
ATHERSYS INC COM -13 Sold Out 0
AUTOLIV INC COM -962 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -360 Sold Out 0
AVIVA PLC ADR -279 Sold Out 0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR -492 Sold Out 0
BANCORPSOUTH INC COM -226 Sold Out 0
BARCLAYS BK PLC US TRES STEEP -189 Sold Out 0
BARCLAYS BK PLC DJUBS CMDT ETN36 -160 Sold Out 0
BARCLAYS PLC ADR -254 Sold Out 0
BIOTIME INC WT EXP 100118 Sold Out 0
BLACK HILLS CORP COM -175 Sold Out 0