LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,914
New Positions 219
Increased Positions 1,574
Decreased Positions 1,283
Positions with Activity 2,857
Sold Out Positions 156
Total Mkt Value (in $ millions) 19,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.76%
Capital Goods 1.08%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.82%
Financial 77.14%
Healthcare 2.61%
Services 3.93%
Technology 3.86%
Transportation 0.61%
Utilities 1.19%

156 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ISRAEL FUND INC COM -192 Sold Out 0
AGENUS INC COM NEW -91 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -454 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -168 Sold Out 0
ALLY FINL INC COM -289 Sold Out 0
ALPS ETF TR INTL SEC DV DOG -254 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -8 Sold Out 0
AOL INC COM -254 Sold Out 0
ARBITRAGE FDS EVENT DRV FD I -115 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -854 Sold Out 0
ARROW FINL CORP COM -213 Sold Out 0
ARROWHEAD RESH CORP COM NEW -132 Sold Out 0
ASHLAND INC NEW COM -279 Sold Out 0
AUTOHOME INC SP ADR RP CL A -425 Sold Out 0
BANCO DE CHILE SPONSORED ADR -220 Sold Out 0
BARCLAYS BK PLC BARC YLD ETN LKD -226 Sold Out 0
BARCLAYS BK PLC 10 YR TREAS BEAR -491 Sold Out 0
BIG 5 SPORTING GOODS CORP COM -429 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM -101 Sold Out 0
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT -419 Sold Out 0