LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,316

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.87%
Healthcare 2.38%
Services 3.95%
Technology 3.88%
Transportation 0.58%
Utilities 1.43%

156 Sold Out Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN JAPAN EQUITY FD INC COM -76 Sold Out 0
AECOM TECHNOLOGY CORP DELAWARE COM -347 Sold Out 0
AEGION CORP COM -213 Sold Out 0
AERCAP HOLDINGS NV SHS -513 Sold Out 0
AIR METHODS CORP COM PAR $.06 -500 Sold Out 0
ALBANY MOLECULAR RESH INC COM -364 Sold Out 0
ALEXANDER & BALDWIN INC NEW COM -239 Sold Out 0
ALLIED NEVADA GOLD CORP COM -49 Sold Out 0
ALLSCRIPTS HEALTHCARE SOLUTNS COM -724 Sold Out 0
AMERICAN MUN INCOME PORTFOLIO COM -206 Sold Out 0
AMERICAN STRATEGIC INCOME III COM -101 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -244 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -189 Sold Out 0
ASSURED GUARANTY LTD COM -196 Sold Out 0
ASTRONICS CORP COM -922 Sold Out 0
AUTONATION INC COM -715 Sold Out 0
AVNET INC COM -245 Sold Out 0
AZZ INC COM -363 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -39 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -31 Sold Out 0