LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,876
New Positions 207
Increased Positions 1,425
Decreased Positions 1,392
Positions with Activity 2,817
Sold Out Positions 175
Total Mkt Value (in $ millions) 18,803

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.82%
Capital Goods 1.15%
Conglomerates 0.07%
Consumer Cyclical 0.87%
Consumer/Non-Cyclical 2.14%
Energy 1.94%
Financial 76.7%
Healthcare 2.6%
Services 4.14%
Technology 3.93%
Transportation 0.69%
Utilities 1.29%

175 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SILICON IMAGE INC COM -74 Sold Out 0
SILVER BULL RES INC COM -1 Sold Out 0
SKECHERS U S A INC CL A -1,201 Sold Out 0
SM ENERGY CO COM -151 Sold Out 0
SOUTHWESTERN ENERGY CO COM -205 Sold Out 0
SPDR INDEX SHS FDS MIDEAST AFRICA -219 Sold Out 0
STONE ENERGY CORP COM -121 Sold Out 0
STONE HBR EMERG MRKTS INC FD COM -255 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -186 Sold Out 0
SWISS HELVETIA FD INC COM -179 Sold Out 0
TAL ED GROUP ADS REPSTG COM -466 Sold Out 0
TARGA RES CORP COM -307 Sold Out 0
TEXAS PAC LD TR SUB CTF PROP I T -153 Sold Out 0
TRANSAMERICA INCOME SHS INC COM -254 Sold Out 0
TRIANGLE CAP CORP COM -276 Sold Out 0
TRUECAR INC COM -244 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF -3,798 Sold Out 0
UNITED STS GASOLINE FD LP UNITS -167 Sold Out 0
URBAN OUTFITTERS INC COM -1,011 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -502 Sold Out 0