LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,791

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.79%
Capital Goods 1.13%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 2.01%
Financial 76.74%
Healthcare 2.6%
Services 4.1%
Technology 3.87%
Transportation 0.67%
Utilities 1.32%

174 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SILVER BULL RES INC COM -1 Sold Out 0
SKECHERS U S A INC CL A -1,298 Sold Out 0
SM ENERGY CO COM -185 Sold Out 0
SOUTHWESTERN ENERGY CO COM -221 Sold Out 0
SPDR INDEX SHS FDS MIDEAST AFRICA -222 Sold Out 0
STONE ENERGY CORP COM -132 Sold Out 0
STONE HBR EMERG MRKTS INC FD COM -263 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -205 Sold Out 0
SWISS HELVETIA FD INC COM -184 Sold Out 0
TAL ED GROUP ADS REPSTG COM -541 Sold Out 0
TARGA RES CORP COM -327 Sold Out 0
TEXAS PAC LD TR SUB CTF PROP I T -172 Sold Out 0
TRANSAMERICA INCOME SHS INC COM -254 Sold Out 0
TRIANGLE CAP CORP COM -271 Sold Out 0
TRUECAR INC COM -203 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF -3,765 Sold Out 0
UNITED STS GASOLINE FD LP UNITS -169 Sold Out 0
URBAN OUTFITTERS INC COM -1,098 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -531 Sold Out 0
VISTEON CORP COM NEW -1,549 Sold Out 0