LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,855
New Positions 186
Increased Positions 1,416
Decreased Positions 1,373
Positions with Activity 2,789
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.93%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.2%
Energy 2.32%
Financial 76.4%
Healthcare 2.56%
Services 4.05%
Technology 3.91%
Transportation 0.67%
Utilities 1.4%

173 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR -722 Sold Out 0
POWERSHS DB MULTI SECT COMM TR DB OIL FUND -4,117 Sold Out 0
PRIMORIS SVCS CORP COM -210 Sold Out 0
PROSHARES TR RAFI LG SHT FD -200 Sold Out 0
PROSHARES TR II ULSHT BLOOMB GAS -294 Sold Out 0
QIWI PLC SPON ADR REP B -1,378 Sold Out 0
REPLIGEN CORP COM -292 Sold Out 0
REX ENERGY CORPORATION COM -118 Sold Out 0
ROCKET FUEL INC COM -136 Sold Out 0
ROWAN COMPANIES PLC SHS CL A -245 Sold Out 0
ROYAL BK OF SCOTLAND PLC CHINA TRNDP ETF -499 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD -608 Sold Out 0
RUBICON TECHNOLOGY INC COM -225 Sold Out 0
RYDEX ETF TRUST GUG S&P500EQWTEN -212 Sold Out 0
SAN JUAN BASIN RTY TR UNIT BEN INT -181 Sold Out 0
SANDERSON FARMS INC COM -255 Sold Out 0
SCHWAB STRATEGIC TR INTRM TRM TRES -351 Sold Out 0
SHIRE PLC SPONSORED ADR -1,759 Sold Out 0
SIX FLAGS ENTMT CORP NEW COM -261 Sold Out 0
SPANSION INC COM CL A NEW -1,042 Sold Out 0