LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,757
New Positions 241
Increased Positions 1,562
Decreased Positions 1,144
Positions with Activity 2,706
Sold Out Positions 127
Total Mkt Value (in $ millions) 15,869

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.21%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.61%
Financial 77.73%
Healthcare 2.49%
Services 4.34%
Technology 3.85%
Transportation 0.51%
Utilities 1.45%

127 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED STS SHORT OIL FD LP UNITS -719 Sold Out 0
WEB COM GROUP INC COM -218 Sold Out 0
WISDOMTREE TR ASIA PAC EXJP FD -227 Sold Out 0
WISDOMTREE TR GLB EX US UTIL -222 Sold Out 0
WISDOMTREE TR COMM COUNTRY EQ -210 Sold Out 0
ZAGG INC COM -83 Sold Out 0
ZHONE TECHNOLOGIES INC NEW COM NEW -40 Sold Out 0