LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2015

Position Statistics

Total Positions 2,913
New Positions 219
Increased Positions 1,574
Decreased Positions 1,282
Positions with Activity 2,856
Sold Out Positions 155
Total Mkt Value (in $ millions) 19,801

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.76%
Capital Goods 1.07%
Conglomerates 0.1%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 1.93%
Energy 1.82%
Financial 77.16%
Healthcare 2.61%
Services 3.92%
Technology 3.85%
Transportation 0.61%
Utilities 1.19%

155 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK SCOTLAND PLC GOLD TRENDP ETN -230 Sold Out 0
RUTHS HOSPITALITY GROUP INC COM -184 Sold Out 0
SAMSON OIL & GAS LTD SPON ADR NEW -4 Sold Out 0
SASOL LTD SPONSORED ADR -248 Sold Out 0
SERVICE CORP INTL COM -376 Sold Out 0
SHAW COMMUNICATIONS INC CL B CONV -356 Sold Out 0
SIERRA WIRELESS INC COM -387 Sold Out 0
SIGNATURE BK NEW YORK N Y COM -282 Sold Out 0
SILICON GRAPHICS INTL CORP COM -302 Sold Out 0
SIRONA DENTAL SYSTEMS INC COM -229 Sold Out 0
SLM CORP COM -438 Sold Out 0
SPROTT FOCUS TR INC COM -95 Sold Out 0
SSGA ACTIVE ETF TR MULT ASS RLRTN -379 Sold Out 0
SUN LIFE FINL INC COM -233 Sold Out 0
SYNGENTA AG SPONSORED ADR -303 Sold Out 0
TABLEAU SOFTWARE INC CL A -2,233 Sold Out 0
TASER INTL INC COM -386 Sold Out 0
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN -628 Sold Out 0
TEUCRIUM COMMODITY TR CORN FD SHS -433 Sold Out 0
THE ADT CORPORATION COM -215 Sold Out 0