LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,904

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.99%
Healthcare 2.44%
Services 4.06%
Technology 4%
Transportation 0.56%
Utilities 1.42%

188 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PNC FINL SVCS GROUP INC WT EXP 123118 -407 Sold Out 0
POWERSHARES DB G10 CURCY HARVS COM UT BEN INT -323 Sold Out 0
POWERSHARES ETF TRUST FND PUR MIDCR PT -295 Sold Out 0
POWERSHARES ETF TRUST LX NANOTCH PTF -162 Sold Out 0
POWERSHARES ETF TRUST II MENA FRNTR ETF -395 Sold Out 0
POWERSHARES GLOBAL ETF TRUST ASIA PAC EX-JP -282 Sold Out 0
PRIMORIS SVCS CORP COM -167 Sold Out 0
PROSHARES TR SHRT SMALLCAP60 -206 Sold Out 0
PROSHARES TR ULTSHT FTSE CHN -353 Sold Out 0
PROSHARES TR II ULTRASHRT NEW -451 Sold Out 0
PSIVIDA CORP COM -54 Sold Out 0
QEP RES INC COM -1,455 Sold Out 0
QIWI PLC SPON ADR REP B -2,405 Sold Out 0
QLOGIC CORP COM -98 Sold Out 0
QUALITY SYS INC COM -364 Sold Out 0
QUALYS INC COM -413 Sold Out 0
RAIT FINANCIAL TRUST COM NEW -881 Sold Out 0
REALOGY HLDGS CORP COM -185 Sold Out 0
RENREN INC SPONSORED ADR -34 Sold Out 0
RESOLUTE FST PRODS INC COM -425 Sold Out 0