LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.69%
Financial 76.84%
Healthcare 2.38%
Services 3.95%
Technology 3.9%
Transportation 0.58%
Utilities 1.46%

156 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RAYONIER ADVANCED MATLS INC COM -515 Sold Out 0
RED HAT INC COM -531 Sold Out 0
ROBERTS REALTY INVS COM -23 Sold Out 0
RUTHS HOSPITALITY GROUP INC COM -139 Sold Out 0
SABRA HEALTH CARE REIT INC COM -246 Sold Out 0
SANGAMO BIOSCIENCES INC COM -150 Sold Out 0
SIEMENS A G SPONSORED ADR -1,533 Sold Out 0
SINA CORP ORD -256 Sold Out 0
SM ENERGY CO COM -277 Sold Out 0
SPDR SERIES TRUST HLTH CR EQUIP -251 Sold Out 0
SUPERVALU INC COM -124 Sold Out 0
T-MOBILE US INC COM -1,714 Sold Out 0
TANGOE INC COM -164 Sold Out 0
TASER INTL INC COM -181 Sold Out 0
TEXAS PAC LD TR SUB CTF PROP I T -396 Sold Out 0
TIBCO SOFTWARE INC COM -221 Sold Out 0
TIME INC NEW COM -209 Sold Out 0
TRI-TECH HOLDING INC SHS -8 Sold Out 0
TRINA SOLAR LIMITED SPON ADR -751 Sold Out 0
TRONOX LTD SHS CL A -260 Sold Out 0