LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.71%
Healthcare 2.57%
Services 4.11%
Technology 3.93%
Transportation 0.68%
Utilities 1.33%

174 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
METTLER TOLEDO INTERNATIONAL COM -725 Sold Out 0
MIDWAY GOLD CORP COM -48 Sold Out 0
MORGAN STANLEY TRUSTS INCOME SECS INC -196 Sold Out 0
NABORS INDUSTRIES LTD SHS -182 Sold Out 0
NETGEAR INC COM -1,077 Sold Out 0
NEW SR INVT GROUP INC COM -131 Sold Out 0
NEWCASTLE INVT CORP NEW COM PAR $0.01 -44 Sold Out 0
NORTHSTAR ASSET MGMT GROUP INC COM -564 Sold Out 0
NUVASIVE INC COM -892 Sold Out 0
NUVEEN TX ADV TOTAL RET STRGY COM -142 Sold Out 0
OASIS PETE INC NEW COM -133 Sold Out 0
ORIX CORP SPONSORED ADR -330 Sold Out 0
PACHOLDER HIGH YIELD FD INC COM -94 Sold Out 0
PALL CORP COM -402 Sold Out 0
PBF ENERGY INC CL A -245 Sold Out 0
PERMIAN BASIN RTY TR UNIT BEN INT -103 Sold Out 0
PHOTRONICS INC COM -541 Sold Out 0
PIMCO ETF TR 1-3YR USTREIDX -2,681 Sold Out 0
PIMCO FDS PAC INVT MGMT SER ALL AST AUTH I -480 Sold Out 0
POWERSHARES ETF TR II S&P SMCP MAT P -200 Sold Out 0