LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,807
New Positions 180
Increased Positions 1,388
Decreased Positions 1,370
Positions with Activity 2,758
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,870

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.16%
Energy 2.76%
Financial 77.05%
Healthcare 2.46%
Services 4.06%
Technology 3.91%
Transportation 0.56%
Utilities 1.41%

189 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MISTRAS GROUP INC COM -252 Sold Out 0
MOBILE MINI INC COM -229 Sold Out 0
MOLINA HEALTHCARE INC COM -281 Sold Out 0
MOTORCAR PTS AMER INC COM -536 Sold Out 0
NAVIGANT CONSULTING INC COM -176 Sold Out 0
NAVIOS MARITIME ACQUIS CORP SHS -40 Sold Out 0
NEW MEDIA INVT GROUP INC COM -58 Sold Out 0
NEW ORIENTAL ED & TECH GRP INC SPON ADR -244 Sold Out 0
NEWELL RUBBERMAID INC COM -1,767 Sold Out 0
NEWS CORP NEW CL A -340 Sold Out 0
NEXSTAR BROADCASTING GROUP INC CL A -599 Sold Out 0
NIPPON TELEG & TEL CORP SPONSORED ADR -252 Sold Out 0
NUVEEN MASS PREM INCOME MUN FD COM -192 Sold Out 0
NVR INC COM -225 Sold Out 0
OCH ZIFF CAP MGMT GROUP CL A -916 Sold Out 0
OPENTABLE INC COM -338 Sold Out 0
ORBIT INTL CORP COM NEW -33 Sold Out 0
ORION ENERGY SYSTEMS INC COM -42 Sold Out 0
OUTERWALL INC COM -624 Sold Out 0
PEGASYSTEMS INC COM -3,036 Sold Out 0