LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.6%
Financial 76.8%
Healthcare 2.43%
Services 3.96%
Technology 3.92%
Transportation 0.6%
Utilities 1.44%

156 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIBERTY MEDIA CORP DELAWARE CL A -85 Sold Out 0
LIBERTY MEDIA CORP DELAWARE COM SER C -171 Sold Out 0
MADISON STRTG SECTOR PREM FD COM -135 Sold Out 0
MARKETAXESS HLDGS INC COM -280 Sold Out 0
MATRIX SVC CO COM -363 Sold Out 0
MESABI TR CTF BEN INT -265 Sold Out 0
MILLER HERMAN INC COM -370 Sold Out 0
MITEL NETWORKS CORP COM -223 Sold Out 0
MOSYS INC COM -28 Sold Out 0
MSCI INC COM -226 Sold Out 0
NATIONAL HEALTH INVS INC COM -201 Sold Out 0
NATIONAL PRESTO INDS INC COM -217 Sold Out 0
NATUS MEDICAL INC DEL COM -390 Sold Out 0
NAVIOS MARITIME HOLDINGS INC COM -74 Sold Out 0
NETSUITE INC COM -254 Sold Out 0
NEW IRELAND FUND INC COM -449 Sold Out 0
NOODLES & CO CL A -110 Sold Out 0
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT -168 Sold Out 0
NUVEEN TEX QUALITY INCOME MUN COM -265 Sold Out 0
OLIN CORP COM PAR $1 -418 Sold Out 0