LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,604

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.77%
Healthcare 2.58%
Services 4.1%
Technology 3.88%
Transportation 0.67%
Utilities 1.32%

174 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FRONTIER FDS INC MFG INFR INSTL -1,594 Sold Out 0
GABELLI EQUITY TR INC RT EXP 102014 -5 Sold Out 0
GASLOG LTD SHS -380 Sold Out 0
GENERAC HLDGS INC COM -479 Sold Out 0
GERDAU S A SPON ADR REP PFD -41 Sold Out 0
GREEN PLAINS INC COM -188 Sold Out 0
GT ADVANCED TECHNOLOGIES INC COM -10 Sold Out 0
GUGGENHEIM BLD AMR BDS MANG DR COM -205 Sold Out 0
HEALTHCARE SVCS GRP INC COM -235 Sold Out 0
HERCULES OFFSHORE INC COM -67 Sold Out 0
HILTON WORLDWIDE HLDGS INC COM -327 Sold Out 0
HORIZON PHARMA PLC SHS -830 Sold Out 0
HOWARD HUGHES CORP COM -208 Sold Out 0
HUBBELL INC CL B -182 Sold Out 0
IAMGOLD CORP COM -35 Sold Out 0
INTERNATIONAL FLAVORS&FRAGRANC COM -256 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY SHS USD -44 Sold Out 0
INVESCO MORTGAGE CAPITAL INC COM -205 Sold Out 0
INVESTMENT MANAGERS SER TR TOWLE DEEP VAL -958 Sold Out 0
ISHARES EMGR MKT INF ETF -308 Sold Out 0