LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,286

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.24%
Energy 2.65%
Financial 77.59%
Healthcare 2.55%
Services 4.35%
Technology 3.87%
Transportation 0.52%
Utilities 1.44%

127 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KILROY RLTY CORP COM -332 Sold Out 0
KULICKE & SOFFA INDS INC COM -517 Sold Out 0
LIBERTY PPTY TR SH BEN INT -276 Sold Out 0
MAIDEN HOLDINGS LTD SHS -492 Sold Out 0
MARKET VECTORS ETF TR INDONESIA ETF -211 Sold Out 0
METHODE ELECTRS INC COM -479 Sold Out 0
NATIONSTAR MTG HLDGS INC COM -159 Sold Out 0
NEUROCRINE BIOSCIENCES INC COM -292 Sold Out 0
NORDSON CORP COM -225 Sold Out 0
NORTH AMERN PALLADIUM LTD COM -5 Sold Out 0
NRG ENERGY INC COM NEW -269 Sold Out 0
NUVEEN INTER DURATION MN TMFD COM -157 Sold Out 0
NUVEEN NY MUN VALUE FD COM -138 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW -89 Sold Out 0
PACWEST BANCORP DEL COM -644 Sold Out 0
PARAMOUNT GOLD & SILVER CORP COM -26 Sold Out 0
PATRICK INDS INC COM -1,029 Sold Out 0
PENN NATL GAMING INC COM -146 Sold Out 0
PERCEPTRON INC COM -144 Sold Out 0
PERFICIENT INC COM -281 Sold Out 0