LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,316

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.87%
Healthcare 2.38%
Services 3.95%
Technology 3.88%
Transportation 0.58%
Utilities 1.43%

156 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUNIYLD INVST QLTY COM -190 Sold Out 0
BOULDER BRANDS INC COM -279 Sold Out 0
BROOKLINE BANCORP INC DEL COM -218 Sold Out 0
BUCKLE INC COM -446 Sold Out 0
CACHE INC COM NEW -20 Sold Out 0
CADENCE DESIGN SYSTEM INC COM -225 Sold Out 0
CAESARSTONE SDOT-YAM LTD ORD SHS -204 Sold Out 0
CANON INC SPONSORED ADR -295 Sold Out 0
CARBO CERAMICS INC COM -1,529 Sold Out 0
CBIZ INC COM -800 Sold Out 0
CENTRAL GOLDTRUST TR UNIT -348 Sold Out 0
CEPHEID COM -164 Sold Out 0
CHEESECAKE FACTORY INC COM -213 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E -252 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY -900 Sold Out 0
COLLECTORS UNIVERSE INC COM NEW -442 Sold Out 0
CUBIST PHARMACEUTICALS INC COM -297 Sold Out 0
CURRENCYSHARES EURO TR EURO SHS -6,232 Sold Out 0
CYNOSURE INC CL A -320 Sold Out 0
DEAN FOODS CO NEW COM NEW -460 Sold Out 0