LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,284
New Positions 175
Increased Positions 1,464
Decreased Positions 1,689
Positions with Activity 3,153
Sold Out Positions 214
Total Mkt Value (in $ millions) 36,060

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.14%
Conglomerates 0.09%
Consumer Cyclical 0.66%
Consumer/Non-Cyclical 2.34%
Energy 1.5%
Financial 76.57%
Healthcare 2.47%
Services 4.16%
Technology 3.26%
Transportation 0.41%
Utilities 1.07%

214 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOUTHWESTERN ENERGY CO COM -229 Sold Out 0
SP PLUS CORP COM -239 Sold Out 0
SPARK ENERGY INC CL A COM -323 Sold Out 0
SPDR SERIES TRUST GLB DOW ETF -670 Sold Out 0
SPEED COMM INC COM NEW Sold Out 0
SSGA ACTIVE ETF TR INCOM ALLO ETF -1,087 Sold Out 0
STAGE STORES INC COM NEW -146 Sold Out 0
STATOIL ASA SPONSORED ADR -439 Sold Out 0
STEELCASE INC CL A -199 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -1,077 Sold Out 0
SYNGENTA AG SPONSORED ADR -214 Sold Out 0
TEAM INC COM -241 Sold Out 0
TUCOWS INC COM NEW -300 Sold Out 0
TYLER TECHNOLOGIES INC COM -1,126 Sold Out 0
U S GEOTHERMAL INC COM -9 Sold Out 0
ULTRA PETROLEUM CORP COM -19 Sold Out 0
UR ENERGY INC COM -22 Sold Out 0
URANIUM RES INC COM -4 Sold Out 0
VANECK VECTORS ETF TR UNCVTL OIL GAS -179 Sold Out 0
VIPSHOP HLDGS LTD SPONSORED ADR -215 Sold Out 0