LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

174 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED SECURITY BANCSHARES CA COM -616 Sold Out 0
UNITED TECHNOLOGIES CORP CORP UNIT -193 Sold Out 0
UNIVERSAL CORP VA COM -184 Sold Out 0
UNIVERSAL DISPLAY CORP COM -217 Sold Out 0
US ECOLOGY INC COM -329 Sold Out 0
VECTRUS INC COM -17 Sold Out 0
VERITIV CORP COM -53 Sold Out 0
VERMILION ENERGY INC COM -183 Sold Out 0
VERTEX ENERGY INC COM -286 Sold Out 0
VIOLIN MEMORY INC COM -56 Sold Out 0
WESTPAC BKG CORP SPONSORED ADR -239 Sold Out 0
WISDOMTREE TR AUSTRALIA DIV FD -178 Sold Out 0
ZEBRA TECHNOLOGIES CORP CL A -350 Sold Out 0
ZUMIEZ INC COM -294 Sold Out 0