LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,095

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.13%
Energy 2.61%
Financial 76.89%
Healthcare 2.41%
Services 3.93%
Technology 3.92%
Transportation 0.59%
Utilities 1.43%

156 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN JAPAN EQUITY FD INC COM -74 Sold Out 0
AECOM TECHNOLOGY CORP DELAWARE COM -337 Sold Out 0
AEGION CORP COM -207 Sold Out 0
AERCAP HOLDINGS NV SHS -479 Sold Out 0
AIR METHODS CORP COM PAR $.06 -476 Sold Out 0
ALBANY MOLECULAR RESH INC COM -396 Sold Out 0
ALEXANDER & BALDWIN INC NEW COM -231 Sold Out 0
ALLIED NEVADA GOLD CORP COM -49 Sold Out 0
ALLSCRIPTS HEALTHCARE SOLUTNS COM -699 Sold Out 0
AMERICAN MUN INCOME PORTFOLIO COM -205 Sold Out 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR -196 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM -189 Sold Out 0
ASSURED GUARANTY LTD COM -193 Sold Out 0
ASTRONICS CORP COM -778 Sold Out 0
ASTRONICS CORP CL B -188 Sold Out 0
AUTONATION INC COM -686 Sold Out 0
AVNET INC COM -240 Sold Out 0
AZZ INC COM -345 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -44 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL B -32 Sold Out 0