LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,286
New Positions 175
Increased Positions 1,463
Decreased Positions 1,691
Positions with Activity 3,154
Sold Out Positions 216
Total Mkt Value (in $ millions) 36,011

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.14%
Conglomerates 0.09%
Consumer Cyclical 0.68%
Consumer/Non-Cyclical 2.29%
Energy 1.48%
Financial 76.64%
Healthcare 2.45%
Services 4.06%
Technology 3.32%
Transportation 0.41%
Utilities 1.01%

216 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM -174 Sold Out 0
ACADIA HEALTHCARE COMPANY INC COM -188 Sold Out 0
ADVISORSHARES TR ATHENA HGH DIV -247 Sold Out 0
AECOM COM -269 Sold Out 0
AGENUS INC COM NEW -70 Sold Out 0
AIRCASTLE LTD COM -880 Sold Out 0
ALBANY MOLECULAR RESH INC COM -192 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -113 Sold Out 0
ALKERMES PLC SHS -232 Sold Out 0
ALPHA ARCHITECT ETF TR US QUANT ETF Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -84 Sold Out 0
AMERCO COM -616 Sold Out 0
AMERICAN CAP SR FLOATING LTD COM -109 Sold Out 0
AMETEK INC NEW COM -313 Sold Out 0
ANIKA THERAPEUTICS INC COM -247 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -46 Sold Out 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH -46 Sold Out 0
ARCH COAL INC COM NEW -6 Sold Out 0
ARGAN INC COM -279 Sold Out 0
ASPEN TECHNOLOGY INC COM -218 Sold Out 0