LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,836

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.08%
Energy 2.77%
Financial 77.02%
Healthcare 2.46%
Services 4.11%
Technology 4.01%
Transportation 0.56%
Utilities 1.4%

180 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
COMMUNITY HEALTH SYS INC NEW RT 012716 6 6 New 99,834
ALPHATEC HOLDINGS INC COM 14 14 New 10,000
WET SEAL INC CL A 16 16 New 16,545
DOCUMENT SEC SYS INC COM 20 20 New 15,392
CAPSTONE TURBINE CORP COM 21 21 New 15,100
API TECHNOLOGIES CORP COM NEW 23 23 New 10,541
NANOSPHERE INC COM 23 23 New 16,000
CACHE INC COM NEW 23 23 New 19,633
TIGER MEDIA INC SHS 27 27 New 42,500
ZOGENIX INC COM 29 29 New 19,846
INOVIO PHARMACEUTICALS INC COM NEW 38 38 New 3,483
ALLIED NEVADA GOLD CORP COM 43 43 New 13,699
TURQUOISE HILL RES LTD COM 54 54 New 15,323
EXELIXIS INC COM 70 70 New 16,427
ENDOCYTE INC COM 78 78 New 10,925
FULL CIRCLE CAP CORP COM 88 88 New 11,429
HELIOS MULTI SEC HI INC FD INC COM NEW 102 102 New 15,384
GLIMCHER RLTY TR SH BEN INT 119 119 New 10,974
PLUG POWER INC COM NEW 120 120 New 21,092
SANGAMO BIOSCIENCES INC COM 131 131 New 10,461