LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,286

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.24%
Energy 2.65%
Financial 77.59%
Healthcare 2.55%
Services 4.35%
Technology 3.87%
Transportation 0.52%
Utilities 1.44%

241 New Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTAVIS PLC SHS 3,493 3,493 New 16,982
ADDVANTAGE TECHNOLOGIES GP INC COM NEW 102 102 New 30,330
AIR METHODS CORP COM PAR $.06 410 410 New 7,857
ALERE INC COM 376 376 New 10,324
ALEXANDER & BALDWIN INC NEW COM 217 217 New 5,486
ALLIANCE CALIF MUN INCOME FD COM 193 193 New 14,961
ALTERA CORP COM 404 404 New 11,620
AMERICAN AIRLS GROUP INC COM 983 983 New 27,198
AMERICAN EAGLE ENERGY CORP COM NEW 24 24 New 3,310
AMERICAN EAGLE OUTFITTERS NEW COM 333 333 New 30,001
ANTERO RES CORP COM 658 658 New 10,332
APOLLO SR FLOATING RATE FD INC COM 281 281 New 15,529
APOLLO TACTICAL INCOME FD INC COM 225 225 New 12,550
ARKANSAS BEST CORP DEL COM 410 410 New 10,519
ASCENA RETAIL GROUP INC COM 173 173 New 10,104
ASPEN TECHNOLOGY INC COM 907 907 New 22,309
AUTODESK INC COM 248 248 New 5,066
AUTONATION INC COM 661 661 New 12,211
AUXILIUM PHARMACEUTICALS INC COM 404 404 New 14,069
BANK OF THE OZARKS INC COM 324 324 New 5,147