LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,286
New Positions 175
Increased Positions 1,463
Decreased Positions 1,691
Positions with Activity 3,154
Sold Out Positions 216
Total Mkt Value (in $ millions) 36,011

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.14%
Conglomerates 0.09%
Consumer Cyclical 0.68%
Consumer/Non-Cyclical 2.29%
Energy 1.48%
Financial 76.64%
Healthcare 2.45%
Services 4.06%
Technology 3.32%
Transportation 0.41%
Utilities 1.01%

175 New Positions as of 03/31/2016

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACRE RLTY INVS INC COM 18 18 New 12,586
ADVANCED ENERGY INDS COM 1,126 1,126 New 31,340
ADVISORSHARES TR NEWFLT MULSINC 337 337 New 6,908
AKORN INC COM 334 334 New 10,973
ALLEGIANCE BANCSHARES INC COM 273 273 New 11,764
ALON USA ENERGY INC COM 471 471 New 60,714
ALPS ETF TR C&S GLOBL ETF 232 232 New 5,392
ALPS ETF TR SPROTT JR GLD 286 286 New 7,980
ANADARKO PETE CORP TANGIBLE UNIT 269 269 New 7,000
ARRAY BIOPHARMA INC COM 87 87 New 26,700
ARROW ELECTRS INC COM 481 481 New 7,766
ASTROTECH CORP COM 16 16 New 10,000
AVINO SILVER & GOLD MINES LTD COM 16 16 New 10,200
BARCLAYS BANK PLC ETN DJUBSCOFFE38 853 853 New 46,410
BARCLAYS BANK PLC ETN DJUBS GRNS37 807 807 New 24,232
BARCLAYS BK PLC BARC YLD ETN LKD 221 221 New 1,850
BARNES & NOBLE ED INC COM 95 95 New 10,560
BARNES & NOBLE INC COM 282 282 New 24,622
BIOLASE INC COM 15 15 New 12,052
BLACK BOX CORP DEL COM 192 192 New 15,680