LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

207 New Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ADVISORSHARES TR ADVISR GLBECHO 407 407 New 6,450
AKORN INC COM 1,461 1,461 New 30,130
ALLIANCE FIBER OPTIC PRODS INC COM NEW 405 405 New 23,396
ALPS ETF TR ALERIAN ENERGY 224 224 New 8,431
AMERICAN CAMPUS CMNTYS INC COM 219 219 New 5,214
AMERICAN EQTY INVT LIFE HLD CO COM 272 272 New 9,539
AMIRA NATURE FOODS LTD SHS 225 225 New 24,663
AMSURG CORP COM 225 225 New 3,655
ANADIGICS INC COM 13 13 New 10,250
ARBITRAGE FDS EVENT DRV FD I 114 114 New 11,654
ARROW FINL CORP COM 218 218 New 8,069
ARROW INVTS TR DWA TACTICAL ETF 200 200 New 18,890
ASTROTECH CORP COM 30 30 New 10,200
ATHERSYS INC COM 29 29 New 10,000
ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 111 111 New 14,616
AVENUE INCOME CR STRATEGIES FD COM 166 166 New 10,969
AVNET INC COM 258 258 New 5,910
AVON PRODS INC COM 122 122 New 15,469
BANCO DE CHILE SPONSORED ADR 209 209 New 3,165
BANK HAWAII CORP COM 254 254 New 4,164