LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.71%
Healthcare 2.57%
Services 4.11%
Technology 3.93%
Transportation 0.68%
Utilities 1.33%

207 New Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 2018 CP TM ETF 276 276 New 2,670
ISHARES TR 2020 CP TM ETF 385 385 New 3,638
ISHARES TR 2023 CP TM ETF 367 367 New 3,451
DRIEHAUS MUT FDS ACTIVE INCOME 399 399 New 38,001
BARCLAYS PLC ADR 215 215 New 13,772
ADVISORSHARES TR ADVISR GLBECHO 413 413 New 6,450
ALPS ETF TR ALERIAN ENERGY 238 238 New 8,431
PROSHARES TR ALTRNTV SOLUTN 225 225 New 5,537
ISHARES TR B CA RT CP ETF New 6,649
ISHARES TR BAA BA RTD ETF New 25,865
BARCLAYS BK PLC BARC ETN+SHILL 205 205 New 2,587
BARCLAYS BK PLC BARC YLD ETN LKD 226 226 New 1,769
SPDR SERIES TRUST BRCLYS LG TRS ET 839 839 New 11,701
ISHARES TR CHINA ETF 283 283 New 4,471
BGC PARTNERS INC CL A 519 519 New 51,777
FAIRWAY GROUP HLDGS CORP CL A 54 54 New 11,000
NEXSTAR BROADCASTING GROUP INC CL A 263 263 New 4,519
TRIBUNE MEDIA CO CL A 1,037 1,037 New 18,446
VANTIV INC CL A 243 243 New 6,062
WADDELL & REED FINL INC CL A 461 461 New 9,415