LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

241 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACTAVIS PLC SHS 3,352 3,352 New 16,982
ADDVANTAGE TECHNOLOGIES GP INC COM NEW 103 103 New 30,330
AIR METHODS CORP COM PAR $.06 404 404 New 7,857
ALERE INC COM 369 369 New 10,324
ALEXANDER & BALDWIN INC NEW COM 214 214 New 5,486
ALLIANCE CALIF MUN INCOME FD COM 191 191 New 14,961
ALTERA CORP COM 400 400 New 11,620
AMERICAN AIRLS GROUP INC COM 963 963 New 27,198
AMERICAN EAGLE ENERGY CORP COM NEW 24 24 New 3,310
AMERICAN EAGLE OUTFITTERS NEW COM 330 330 New 30,001
ANTERO RES CORP COM 655 655 New 10,332
APOLLO SR FLOATING RATE FD INC COM 278 278 New 15,529
APOLLO TACTICAL INCOME FD INC COM 224 224 New 12,550
ARKANSAS BEST CORP DEL COM 400 400 New 10,519
ASCENA RETAIL GROUP INC COM 170 170 New 10,104
ASPEN TECHNOLOGY INC COM 900 900 New 22,309
AUTODESK INC COM 246 246 New 5,066
AUTONATION INC COM 671 671 New 12,211
AUXILIUM PHARMACEUTICALS INC COM 365 365 New 14,069
BANK OF THE OZARKS INC COM 324 324 New 5,147