LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.09%
Energy 2.75%
Financial 77.08%
Healthcare 2.46%
Services 4.11%
Technology 3.99%
Transportation 0.56%
Utilities 1.39%

180 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
COMMUNITY HEALTH SYS INC NEW RT 012716 5 5 New 99,834
ALPHATEC HOLDINGS INC COM 14 14 New 10,000
WET SEAL INC CL A 15 15 New 16,545
DOCUMENT SEC SYS INC COM 20 20 New 15,392
CAPSTONE TURBINE CORP COM 21 21 New 15,100
API TECHNOLOGIES CORP COM NEW 23 23 New 10,541
CACHE INC COM NEW 23 23 New 19,633
NANOSPHERE INC COM 24 24 New 16,000
ZOGENIX INC COM 26 26 New 19,846
TIGER MEDIA INC SHS 27 27 New 42,500
INOVIO PHARMACEUTICALS INC COM NEW 35 35 New 3,483
ALLIED NEVADA GOLD CORP COM 43 43 New 13,699
TURQUOISE HILL RES LTD COM 53 53 New 15,323
EXELIXIS INC COM 66 66 New 16,427
ENDOCYTE INC COM 72 72 New 10,925
FULL CIRCLE CAP CORP COM 88 88 New 11,429
HELIOS MULTI SEC HI INC FD INC COM NEW 98 98 New 15,384
PLUG POWER INC COM NEW 114 114 New 21,092
GLIMCHER RLTY TR SH BEN INT 118 118 New 10,974
SANGAMO BIOSCIENCES INC COM 124 124 New 10,461