LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

241 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
URANIUM ENERGY CORP COM 10 10 New 10,000
AMERICAN EAGLE ENERGY CORP COM NEW 24 24 New 3,310
ROBERTS REALTY INVS COM 25 25 New 28,434
ORBIT INTL CORP COM NEW 31 31 New 11,320
POLYMET MINING CORP COM 32 32 New 23,860
EARTHLINK HLDGS CORP COM 39 39 New 11,099
FAB UNVL CORP COM 52 52 New 16,884
XOMA CORP DEL COM 55 55 New 13,098
ORION ENERGY SYSTEMS INC COM 56 56 New 10,000
OREXIGEN THERAPEUTICS INC COM 59 59 New 11,066
NOVAVAX INC COM 74 74 New 18,250
RESOURCE CAP CORP COM 92 92 New 16,958
MANNKIND CORP COM 94 94 New 14,990
STMICROELECTRONICS N V NY REGISTRY 102 102 New 11,512
ADDVANTAGE TECHNOLOGIES GP INC COM NEW 103 103 New 30,330
INVESTORS REAL ESTATE TR SH BEN INT 108 108 New 12,287
BUILDERS FIRSTSOURCE INC COM 112 112 New 12,900
VIMPELCOM LTD SPONSORED ADR 113 113 New 12,548
CAPSTEAD MTG CORP COM NO PAR 133 133 New 10,425
ORIENT-EXPRESS HOTELS LTD CL A 135 135 New 10,218