LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.12%
Energy 2.8%
Financial 76.99%
Healthcare 2.44%
Services 4.07%
Technology 3.98%
Transportation 0.56%
Utilities 1.42%

180 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR II ULSHT BLOOMB GAS 265 265 New 5,002
CHESAPEAKE LODGING TR SH BEN INT 264 264 New 8,661
CUSHING RTY & INCOME FD COM SH BEN INT 263 263 New 13,119
FIRST TR EXCH TRD ALPHA FD II JAPAN ALPHADEX 257 257 New 5,341
COOPER STD HLDGS INC COM 257 257 New 4,136
PROSHARES TR PSHS ULTRA INDL 256 256 New 2,365
BROOKDALE SR LIVING INC COM 252 252 New 7,036
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 251 251 New 16,029
ANGLOGOLD ASHANTI LTD SPONSORED ADR 251 251 New 14,347
KAPSTONE PAPER & PACKAGING CRP COM 251 251 New 7,829
FARO TECHNOLOGIES INC COM 250 250 New 5,410
REGULUS THERAPEUTICS INC COM 250 250 New 37,000
EATON VANCE MUN INCOME TERM TR SHS 248 248 New 14,600
ROYAL BK SCOTLAND PLC US MC TRENDP ETN 247 247 New 7,124
SABRA HEALTH CARE REIT INC COM 246 246 New 8,628
BERKLEY W R CORP COM 246 246 New 5,441
ISHARES TR 0-5YR HI YL CP 245 245 New 4,861
ROCKWOOD HLDGS INC COM 245 245 New 2,977
ENVESTNET INC COM 245 245 New 5,250
CAMBRIA ETF TR CAMBRIA FGN SHR 241 241 New 8,898