LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,209

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.14%
Energy 2.6%
Financial 76.8%
Healthcare 2.43%
Services 3.96%
Technology 3.92%
Transportation 0.6%
Utilities 1.44%

202 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TALMER BANCORP INC COM 1,284 1,284 New 89,548
BITAUTO HLDGS LTD SPONSORED ADS 1,161 1,161 New 13,878
GW PHARMACEUTICALS PLC ADS 1,139 1,139 New 13,135
COHEN & STEERS PFD SECS&INC FD CL I 1,108 1,108 New 81,012
SPANSION INC COM CL A NEW 1,098 1,098 New 47,300
TEMPLETON INCOME TR GLB BD ADVSOR 1,087 1,087 New 81,599
PACIRA PHARMACEUTICALS INC COM 1,052 1,052 New 10,393
FRONTEGRA FDS INC MGCR INF INSTL 1,038 1,038 New 74,962
WESTLAKE CHEM CORP COM 961 961 New 10,086
ALPS ETF TR US EQTHIVOLPT WR 939 939 New 38,382
AMERICAN FINL GROUP INC OHIO COM 902 902 New 15,229
SPDR SERIES TRUST S&P SEMICNDCTR 890 890 New 11,705
ISHARES U S ETF TR ENH INTL L CAP 868 868 New 34,614
INTERSIL CORP CL A 814 814 New 52,768
PIMCO FDS PAC INVT MGMT SER COMM REALSTR I 812 812 New 154,051
SEI INSTL MANAGED TR HI YL BD PT A 804 804 New 102,942
SYNERGY RES CORP COM 797 797 New 63,610
HORIZON PHARMA PLC SHS 788 788 New 62,061
PROSHARES TR SHRT SMALLCAP60 766 766 New 13,706
GRAN TIERRA ENERGY INC COM 716 716 New 120,496