LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,855
New Positions 186
Increased Positions 1,416
Decreased Positions 1,373
Positions with Activity 2,789
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,584

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.93%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.2%
Energy 2.32%
Financial 76.4%
Healthcare 2.56%
Services 4.05%
Technology 3.91%
Transportation 0.67%
Utilities 1.4%

186 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTH ATLANTIC DRILLING LTD COM 40 40 New 12,707
BALLANTYNE STRONG INC COM 39 39 New 10,064
RADIOSHACK CORP COM 31 31 New 36,700
ACTIVE POWER INC COM NEW 25 25 New 13,020
STEMCELLS INC COM NEW 13 13 New 11,600
GABELLI EQUITY TR INC RT EXP 102014 5 5 New 205,863