LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,851
New Positions 186
Increased Positions 1,413
Decreased Positions 1,372
Positions with Activity 2,785
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,355

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.24%
Energy 2.08%
Financial 76.59%
Healthcare 2.65%
Services 4.09%
Technology 3.91%
Transportation 0.66%
Utilities 1.43%

186 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ENERGY XXI LTD USD UNRS SHS 37 37 New 11,831
ACTIVE POWER INC COM NEW 24 24 New 13,020
NORTH ATLANTIC DRILLING LTD COM 22 22 New 12,707
RADIOSHACK CORP COM 12 12 New 36,700
STEMCELLS INC COM NEW 11 11 New 11,600
GABELLI EQUITY TR INC RT EXP 102014 5 5 New 205,863