LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
GABELLI EQUITY TR INC RT EXP 102014 5 5 New 205,863
CYTORI THERAPEUTICS INC COM 9 1 12.66 17,793
RADIOSHACK CORP COM 10 10 New 36,700
SANOFI CONTGNT VAL RT 10 .72 13,066
LEXICON PHARMACEUTICALS INC COM 13 4 40 14,000
STEMCELLS INC COM NEW 13 13 New 11,600
NORTH ATLANTIC DRILLING LTD COM 18 18 New 12,707
ACTIVE POWER INC COM NEW 23 23 New 13,020
CAMAC ENERGY INC COM 28 11 67.35 81,997
ARCH COAL INC COM 32 .27 34,393
URBAN EDGE PPTYS COM 35 2 5.64 1,462
ENERGY XXI LTD USD UNRS SHS 35 35 New 11,831
ECA MARCELLUS TR I COM UNIT 38 38 New 11,610
PLUG POWER INC COM NEW 38 3 9.75 14,226
PROVECTUS BIOPHARMACEUTICALS I COM 40 2 4.43 47,200
GERDAU S A SPON ADR REP PFD 40 40 New 11,544
BALLANTYNE STRONG INC COM 41 41 New 10,064
COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR 45 6 16.14 30,231
TURQUOISE HILL RES LTD COM 48 .58 16,820
KEMET CORP COM NEW 51 3 6.02 13,387