LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.11%
Energy 2.8%
Financial 76.98%
Healthcare 2.45%
Services 4.07%
Technology 3.99%
Transportation 0.57%
Utilities 1.42%

1,387 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
COMMUNITY HEALTH SYS INC NEW RT 012716 6 6 New 99,834
SANOFI CONTGNT VAL RT 7 5.58 13,767
ALPHATEC HOLDINGS INC COM 14 14 New 10,000
WET SEAL INC CL A 16 16 New 16,545
DOCUMENT SEC SYS INC COM 21 21 New 15,392
CAPSTONE TURBINE CORP COM 22 22 New 15,100
API TECHNOLOGIES CORP COM NEW 23 23 New 10,541
NANOSPHERE INC COM 23 23 New 16,000
CAL DIVE INTL INC DEL COM 24 7 46.07 19,025
TIGER MEDIA INC SHS 26 26 New 42,500
CACHE INC COM NEW 26 26 New 19,633
CAMAC ENERGY INC COM 32 13 65.98 48,997
MOSYS INC COM 33 2 7 10,700
ZOGENIX INC COM 33 33 New 19,846
BARCLAYS BANK PLC ETN DJUBS NAT37 40 8 24.02 16,525
VERITIV CORP COM 44 2 5.38 1,136
ALLIED NEVADA GOLD CORP COM 45 45 New 13,699
INOVIO PHARMACEUTICALS INC COM NEW 46 46 New 3,483
HECLA MNG CO COM 47 8 19.16 14,692
TURQUOISE HILL RES LTD COM 54 54 New 15,323