LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.26%
Energy 2.64%
Financial 77.63%
Healthcare 2.5%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.45%

1,562 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
SANOFI CONTGNT VAL RT 7 .18 13,039
URANIUM ENERGY CORP COM 11 11 New 10,000
AMERICAN EAGLE ENERGY CORP COM NEW 24 24 New 3,310
ROBERTS REALTY INVS COM 25 25 New 28,434
MAGELLAN PETE CORP COM 27 2 7.27 17,700
TRI-TECH HOLDING INC SHS 31 1 2.91 21,200
ORBIT INTL CORP COM NEW 31 31 New 11,320
POLYMET MINING CORP COM 32 32 New 23,860
AMARIN CORP PLC SPONS ADR NEW 38 1 3.48 23,800
EARTHLINK HLDGS CORP COM 39 39 New 11,099
BARCLAYS BANK PLC ETN DJUBS NAT37 40 9 29.06 13,325
DRYSHIPS INC SHS 41 6 17.42 12,940
DOVER MOTORSPORTS INC COM 43 .35 18,619
TANZANIAN ROYALTY EXPL CORP COM 48 1 1.36 22,322
CYTORI THERAPEUTICS INC COM 51 6 13.21 21,793
FAB UNVL CORP COM 52 52 New 16,884
CURIS INC COM 53 7 15.96 23,250
ORION ENERGY SYSTEMS INC COM 55 55 New 10,000
XOMA CORP DEL COM 57 57 New 13,098
OREXIGEN THERAPEUTICS INC COM 60 60 New 11,066