LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 03/31/2016

Position Statistics

Total Positions 3,286
New Positions 175
Increased Positions 1,463
Decreased Positions 1,691
Positions with Activity 3,154
Sold Out Positions 216
Total Mkt Value (in $ millions) 36,011

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.14%
Conglomerates 0.09%
Consumer Cyclical 0.68%
Consumer/Non-Cyclical 2.29%
Energy 1.48%
Financial 76.64%
Healthcare 2.45%
Services 4.06%
Technology 3.32%
Transportation 0.41%
Utilities 1.01%

1,463 INCREASED Positions as of 03/31/2016

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5 YR TIPS ETF 2,486 227 10.05 24,734
ISHARES TR 0-5YR HI YL CP 6,966 1,221 21.25 152,470
ISHARES TR 0-5YR INVT GR CP 3,659 2,268 163.03 72,303
RECON CAP SER TR 100 COVERED ETF 4,093 702 20.69 188,012
ISHARES TR 10-20 YR TRS ETF 14,252 4,910 52.57 101,140
ISHARES TR 1-3 YR CR BD ETF 146,172 2,511 1.75 1,387,090
ISHARES TR 1-3 YR TR BD ETF 91,014 17,610 23.99 1,072,904
PIMCO ETF TR 1-3YR USTREIDX 384 41 11.83 7,544
PIMCO ETF TR 15+ YR US TIPS 289 26 9.98 4,366
ISHARES TR 20 YR TR BD ETF 235,900 133,264 129.84 1,808,492
CLAYMORE EXCHANGE TRD FD TR 2021 HG YLD CB 806 509 171.58 33,850
CLAYMORE EXCHANGE TRD FD TR 2022 HG YLD CB 530 530 New 22,210
CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 318 30 10.46 15,256
PIMCO ETF TR 25YR+ ZERO U S 16,413 2,597 18.80 132,953
ISHARES TR 3-7 YR TR BD ETF 27,569 4,271 18.33 220,129
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 75,344 59,352 371.14 732,750
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 19,706 14,751 297.70 225,568
DIGITAL RLTY TR INC 6.35% PFD CUM 392 392 New 14,720
BANK AMER CORP 7.25%CNV PFD L 5,904 2,000 51.23 5,024
ISHARES TR 7-10 Y TR BD ETF 153,443 50,445 48.98 1,398,750