LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.87%
Consumer/Non-Cyclical 2.1%
Energy 1.92%
Financial 76.84%
Healthcare 2.6%
Services 4.15%
Technology 3.85%
Transportation 0.68%
Utilities 1.32%

1,422 INCREASED Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 1,529 491 47.36 31,170
ISHARES TR 0-5YR INVT GR CP 584 37 6.67 11,519
BARCLAYS BK PLC 10 YR TREAS BEAR 464 83 21.68 24,312
ISHARES 10+ YR CR BD ETF 6,446 455 7.60 102,967
COMPASS EMP FDS TR 100 ENH VOLA ETF 4,565 1,744 61.80 125,805
ISHARES 10-20 YR TRS ETF 2,167 623 40.33 15,636
PIMCO ETF TR 15+ YR US TIPS 786 185 30.86 11,495
ISHARES 16 AMT-FREE ETF 1,276 7 .54 23,921
ISHARES TR 20+ YR TR BD ETF 78,993 30,389 62.52 604,427
ISHARES TR 2016 CP TM ETF 509 180 54.82 5,024
ISHARES TR 2018 CP TM ETF 277 277 New 2,670
ISHARES TR 2020 CORP EX ETF 541 22 4.24 5,413
ISHARES TR 2020 CP TM ETF 388 388 New 3,638
ISHARES TR 2023 CP TM ETF 370 370 New 3,451
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 4,070 291 7.69 39,855
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1,186 134 12.75 13,300
BANK AMER CORP 7.25%CNV PFD L 2,484 125 5.30 2,147
ISHARES TR 7-10 Y TR BD ETF 40,322 20,170 100.10 372,004
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 356 1 .23 13,391
NEUBERGER BERMAN ALTRNTIVE FDS ABSOL RTNMUL I 552 206 59.71 50,415