LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.11%
Energy 1.99%
Financial 76.72%
Healthcare 2.61%
Services 4.14%
Technology 3.91%
Transportation 0.68%
Utilities 1.32%

1,421 INCREASED Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 1,539 494 47.36 31,170
ISHARES TR 0-5YR INVT GR CP 585 37 6.67 11,519
BARCLAYS BK PLC 10 YR TREAS BEAR 448 80 21.68 24,312
ISHARES 10+ YR CR BD ETF 6,422 454 7.60 102,967
COMPASS EMP FDS TR 100 ENH VOLA ETF 4,647 1,775 61.80 125,805
ISHARES 10-20 YR TRS ETF 2,166 623 40.33 15,636
PIMCO ETF TR 15+ YR US TIPS 795 188 30.86 11,495
ISHARES 16 AMT-FREE ETF 1,275 7 .54 23,921
ISHARES TR 20+ YR TR BD ETF 78,013 30,012 62.52 604,427
ISHARES TR 2016 CP TM ETF 508 180 54.82 5,024
ISHARES TR 2018 CP TM ETF 277 277 New 2,670
ISHARES TR 2020 CORP EX ETF 549 22 4.24 5,413
ISHARES TR 2020 CP TM ETF 388 388 New 3,638
ISHARES TR 2023 CP TM ETF 372 372 New 3,451
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 4,186 299 7.69 39,855
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1,210 137 12.75 13,300
BANK AMER CORP 7.25%CNV PFD L 2,498 126 5.30 2,147
ISHARES TR 7-10 Y TR BD ETF 40,411 20,215 100.10 372,004
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 351 1 .23 13,391
NEUBERGER BERMAN ALTRNTIVE FDS ABSOL RTNMUL I 562 210 59.71 50,415