LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,821
New Positions 203
Increased Positions 1,422
Decreased Positions 1,334
Positions with Activity 2,756
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,201

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.67%
Financial 76.85%
Healthcare 2.36%
Services 3.96%
Technology 3.89%
Transportation 0.58%
Utilities 1.45%

1,422 INCREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 478 233 95.29 9,493
ISHARES TR 0-5YR INVT GR CP 446 446 New 8,799
ISHARES 10+ YR CR BD ETF 4,933 1,159 30.71 81,248
ISHARES TR 20+ YR TR BD ETF 40,147 3,772 10.37 345,562
ISHARES TR 2016 CORP EX ETF 277 15 5.77 2,769
ISHARES TR 2016 CP TM ETF 303 46 17.80 2,991
ISHARES TR 2023 CORP EX ETF 210 210 New 2,168
PIMCO ETF TR 25YR+ ZERO U S 1,497 69 4.83 14,337
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 4,622 2,769 149.41 64,685
ISHARES 3YRTB ETF 4,957 152 3.16 52,730
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 3,439 941 37.70 35,770
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 977 83 9.24 11,182
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 2,371 9 .39 2,040
ISHARES TR 7-10 Y TR BD ETF 13,000 1,244 10.58 124,422
DIREXION SHS ETF TR 7-10YR TR BEAR 415 415 New 13,069
NEUBERGER BERMAN ALTRNTIVE FDS ABSOL RTNMUL I 196 196 New 17,644
AVIVA PLC ADR 314 314 New 18,270
BANCO SANTANDER SA ADR 2,627 1,028 64.31 270,041
BARCLAYS PLC ADR 250 5 2.22 16,835
BT GROUP PLC ADR 496 496 New 7,900