LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2015

Position Statistics

Total Positions 3,001
New Positions 243
Increased Positions 1,650
Decreased Positions 1,291
Positions with Activity 2,941
Sold Out Positions 151
Total Mkt Value (in $ millions) 18,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.72%
Capital Goods 1.13%
Conglomerates 0.11%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2%
Energy 1.59%
Financial 76.26%
Healthcare 2.64%
Services 4.03%
Technology 3.77%
Transportation 0.58%
Utilities 1.09%

1,650 INCREASED Positions as of 06/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 35,957 12,487 53.20 369,282
ISHARES TR 0-5YR HI YL CP 2,124 754 55.07 45,286
ISHARES TR 0-5YR INVT GR CP 409 142 53.02 8,139
RECON CAP SER TR 100 COVERED ETF 1,151 361 45.65 52,326
COMPASS EMP FDS TR 100 ENH VOLA ETF 11,877 2,829 31.27 349,207
POWERSHARES ETF TR II 1000 EQ WHT PT 227 227 New 9,668
ISHARES 1-3 YR CR BD ETF 61,285 98 .16 583,391
ISHARES TR 1-3 YR TR BD ETF 39,566 5,568 16.38 466,632
ISHARES TR 18 AMT-FREE ETF 553 57 11.49 21,644
ISHARES TR 19 AMT-FREE MN 344 114 49.72 13,577
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 5,004 501 11.14 50,813
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 1,561 334 27.25 18,998
NEUBERGER BERMAN ALTRNTIVE FDS ABSOL RTNMUL A 139 139 New 12,950
NEUBERGER BERMAN ALTRNTIVE FDS ABSOL RTNMUL I 1,882 689 57.69 174,930
DRIEHAUS MUT FDS ACTIVE INCOME 7,883 4,747 151.35 766,844
BANCO SANTANDER SA ADR 1,466 48 3.41 247,174
BT GROUP PLC ADR 1,428 277 24.04 21,731
MELCO CROWN ENTMT LTD ADR 189 189 New 11,150
NOVO-NORDISK A S ADR 2,434 424 21.12 43,978
PRUDENTIAL PLC ADR 922 33 3.77 21,885