LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.96%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.13%
Energy 2.6%
Financial 76.84%
Healthcare 2.43%
Services 3.94%
Technology 3.94%
Transportation 0.6%
Utilities 1.43%

1,421 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 333 .01 13,828
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT 1,274 .01 89,588
BLACKROCK MUNIYIELD ARIZ FD IN COM 170 .11 11,361
PIMCO CALIF MUN INCOME FD III COM 837 .03 80,682
PDL BIOPHARMA INC COM 1,106 .02 140,144
NORTHWEST NAT GAS CO COM 392 .07 9,009
PINNACLE WEST CAP CORP COM 283 .10 5,037
ARCH COAL INC COM 91 .36 34,301
RESTORATION HARDWARE HLDGS INC COM 1,465 .03 18,886
CARMIKE CINEMAS INC COM 240 .20 7,427
NUVEEN PERFORMANCE PLUS MUN FD COM 369 1 .14 25,856
MARSH & MCLENNAN COS INC COM 1,474 1 .04 27,560
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 600 1 .09 42,408
ISHARES EMU ETF 1,301 1 .05 32,405
EATON VANCE NJ MUNI INCOME TR SH BEN INT 147 1 .49 12,083
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT 79 1 .96 12,586
NUVEEN N C PREM INCOME MUN FD COM 706 1 .12 55,009
LINDSAY CORP COM 204 1 .45 2,696
ZYNGA INC CL A 72 1 1.34 23,482
POWERSHARES ETF TRUST FINL SECT PORT 350 1 .28 11,903