LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,301

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.85%
Healthcare 2.37%
Services 3.96%
Technology 3.88%
Transportation 0.58%
Utilities 1.45%

1,421 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 343 .01 13,828
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT 1,356 .01 89,588
BLACKROCK MUNIYIELD ARIZ FD IN COM 169 .11 11,361
PIMCO CALIF MUN INCOME FD III COM 844 .03 80,682
NORTHWEST NAT GAS CO COM 408 .07 9,009
PINNACLE WEST CAP CORP COM 285 .10 5,037
PDL BIOPHARMA INC COM 1,404 .02 140,144
ARCH COAL INC COM 105 .36 34,301
CARMIKE CINEMAS INC COM 250 1 .20 7,427
RESTORATION HARDWARE HLDGS INC COM 1,597 1 .03 18,886
MARSH & MCLENNAN COS INC COM 1,458 1 .04 27,560
NUVEEN PERFORMANCE PLUS MUN FD COM 376 1 .14 25,856
CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT 610 1 .09 42,408
ISHARES EMU ETF 1,294 1 .05 32,405
EATON VANCE NJ MUNI INCOME TR SH BEN INT 149 1 .49 12,083
SANDRIDGE MISSISSIPPIAN TR II SH BEN INT 82 1 .96 12,586
NUVEEN N C PREM INCOME MUN FD COM 722 1 .12 55,009
ZYNGA INC CL A 68 1 1.34 23,482
LINDSAY CORP COM 210 1 .45 2,696
POWERSHARES ETF TRUST FINL SECT PORT 346 1 .28 11,903