LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 12/31/2016

Position Statistics

Total Positions 2,866
New Positions 255
Increased Positions 1,399
Decreased Positions 1,406
Positions with Activity 2,805
Sold Out Positions 204
Total Mkt Value (in $ millions) 13,412

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.18%
Basic Materials 0.61%
Industrials 1.27%
Consumer Cyclicals 1.38%
Consumer Non-Cyclicals 1.02%
Financials 81.87%
Healthcare 1.32%
Technology 1.87%
Telecommunication Services 0.23%
Utilities 0.59%

1,399 INCREASED Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ELKHORN ETF TR FTSE RAFI EQTY 7.32 33,230
ELKHORN ETF TR S&P US HGH ETF 1.01 51,064
ISHARES EM CRP BD ETF New 9,139
ISHARES GLB HGH YLD ETF New 9,038
ISHARES EM HGHYL BD ETF 18.91 70,919
ISHARES TR MRNGSTR INC ETF 26.51 153,960
ISHARES TR MLTFCT HLTCARE New 8,050
ISHARES TR MSCI INDIA ETF 45.34 54,624
ISHARES TR EDGE MSCI MINM 47.22 56,345
ISHARES U S ETF TR SHT MAT MUN ETF New 11,697
ISHARES U S ETF TR FXD INC BAL RISK New 2,681
PACER FDS TR TRENDP 450 ETF 26.75 215,882
PACER FDS TR TRENDP 750 ETF 10.13 569,319
PACER FDS TR TRENDPILOT EUR 70.58 51,803
PROSHARES TR INVT INT RT HG 302.51 13,001
PROSHARES TR HGH YLD INT RATE 3.27 9,385
REALITY SHS ETF TR DIVCN LDRS ETF 679.34 63,290
SSGA ACTIVE TR SPDR DBLELN SHRT New 20,110
WISDOMTREE TR DYNAMIC LNG EQ 43.63 44,140