LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,434

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.91%
Capital Goods 1.19%
Conglomerates 0.07%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.25%
Energy 2.12%
Financial 76.47%
Healthcare 2.57%
Services 4.13%
Technology 3.94%
Transportation 0.67%
Utilities 1.46%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR 68 9 16.14 30,231
NEW GOLD INC CDA COM 67 4 6.19 16,056
EXCO RESOURCES INC COM 67 2 2.33 28,188
GLU MOBILE INC COM 67 1 2.03 16,350
ARCH COAL INC COM 61 .27 34,393
ZION OIL & GAS INC COM 60 1 1.40 40,849
KEMET CORP COM NEW 58 3 6.02 13,387
LIBERTY ALL-STAR GROWTH FD INC COM 56 56 New 10,699
AMPIO PHARMACEUTICALS INC COM 54 4 8.05 15,775
SILICON IMAGE INC COM 54 54 New 10,164
TURQUOISE HILL RES LTD COM 49 .58 16,820
ZIOPHARM ONCOLOGY INC COM 49 49 New 10,200
AGENUS INC COM NEW 46 4 9.46 12,003
PLUG POWER INC COM NEW 43 4 9.75 14,226
ASHFORD INC COM 42 2 4.22 469
GERDAU S A SPON ADR REP PFD 41 41 New 11,544
ENERGY XXI LTD USD UNRS SHS 41 41 New 11,831
BALLANTYNE STRONG INC COM 40 40 New 10,064
PROVECTUS BIOPHARMACEUTICALS I COM 40 2 4.43 47,200
CREDIT SUISSE AG NASSAU BRH EXCHTRADE SHTERM 39 14 57.74 16,938


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