LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,847
New Positions 186
Increased Positions 1,411
Decreased Positions 1,370
Positions with Activity 2,781
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,436

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.28%
Energy 2.07%
Financial 76.42%
Healthcare 2.65%
Services 4.19%
Technology 3.89%
Transportation 0.66%
Utilities 1.47%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGENUS INC COM NEW 63 5 9.46 12,003
DRYSHIPS INC SHS 60 16 35.46 62,770
SILICON IMAGE INC COM 60 60 New 10,164
GLU MOBILE INC COM 60 1 2.03 16,350
EXCO RESOURCES INC COM 59 1 2.33 28,188
ZION OIL & GAS INC COM 58 1 1.40 40,849
COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR 57 8 16.14 30,231
COMSTOCK MNG INC COM 54 54 New 53,444
ASHFORD INC COM 53 2 4.22 469
LIBERTY ALL-STAR GROWTH FD INC COM 53 53 New 10,699
KEMET CORP COM NEW 52 3 6.02 13,387
HERCULES OFFSHORE INC COM 50 50 New 70,704
TURQUOISE HILL RES LTD COM 47 .58 16,820
CREDIT SUISSE AG NASSAU BRH EXCHTRADE SHTERM 44 16 57.74 16,938
PLUG POWER INC COM NEW 44 4 9.75 14,226
BALLANTYNE STRONG INC COM 43 43 New 10,064
GERDAU S A SPON ADR REP PFD 40 40 New 11,544
PROVECTUS BIOPHARMACEUTICALS I COM 37 2 4.43 47,200
ECA MARCELLUS TR I COM UNIT 37 37 New 11,610
ARCH COAL INC COM 36 .27 34,393