LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,856
New Positions 186
Increased Positions 1,416
Decreased Positions 1,374
Positions with Activity 2,790
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.94%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.21%
Energy 2.38%
Financial 76.36%
Healthcare 2.56%
Services 4.05%
Technology 3.89%
Transportation 0.67%
Utilities 1.41%

1,416 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR SHRT HGH YIELD 262 262 New 9,466
LMI AEROSPACE INC COM 262 24 10.26 18,922
NATUS MEDICAL INC DEL COM 261 261 New 7,797
WISDOMTREE TR MID EAST DIVD 261 261 New 11,103
MOODYS CORP COM 261 14 5.78 2,581
INGRAM MICRO INC CL A 259 8 3.06 9,643
ISHARES TR UTILITIES BD ETF 258 258 New 5,086
DOUGLAS EMMETT INC COM 257 .01 9,490
TRANSAMERICA INCOME SHS INC COM 254 15 6.06 12,429
TORTOISE PWR & ENERGY INFRASTR COM 254 23 10.09 9,273
PBF ENERGY INC CL A 252 252 New 8,577
CONCUR TECHNOLOGIES INC COM 252 252 New 1,960
MARKET VECTORS ETF TR AFRICA ETF 251 15 6.19 8,575
TRIANGLE CAP CORP COM 250 31 14.07 11,360
WEBSTER FINL CORP CONN COM 249 18 7.86 7,920
WORKDAY INC CL A 248 .11 2,670
STRATEGIC GLOBAL INCOME FD COM 248 49 24.60 28,530
POWERSHARES GLOBAL ETF TRUST EX US SML PORT 247 9 3.96 9,272
RLI CORP COM 247 7 3.09 5,010
FIDELITY INVT TR NEW MKTS INC 246 246 New 15,248