LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NVR INC COM 246 13 5.41 195
NOAH HLDGS LTD SPONSORED ADS 246 246 New 12,960
AOL INC COM 246 246 New 5,065
CONNS INC COM 244 11 4.63 15,260
WEBSTER FINL CORP CONN COM 244 18 7.86 7,920
NEW GERMANY FD INC COM 243 8 3.31 17,174
MOODYS CORP COM 242 13 5.78 2,581
STRATEGIC GLOBAL INCOME FD COM 241 48 24.60 28,530
POWERSHARES GLOBAL ETF TRUST EX US SML PORT 241 9 3.96 9,272
EBIX INC COM NEW 240 240 New 10,231
SIRONA DENTAL SYSTEMS INC COM 239 239 New 2,593
CHEFS WHSE INC COM 239 9 4.04 10,820
TORTOISE PWR & ENERGY INFRASTR COM 238 22 10.09 9,273
LINDSAY CORP COM 237 4 1.89 2,747
TRIANGLE CAP CORP COM 237 29 14.07 11,360
WISDOMTREE TR US S CAP DIV GRW 235 235 New 8,218
PBF ENERGY INC CL A 235 235 New 8,577
LEUCADIA NATL CORP COM 233 41 21.44 10,107
WESTERN ALLIANCE BANCORP COM 231 231 New 8,784
FIDELITY INVT TR NEW MKTS INC 231 231 New 15,248