LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.26%
Energy 2.64%
Financial 77.63%
Healthcare 2.5%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.45%

1,562 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR 380 126 49.35 30,801
STIFEL FINL CORP COM 373 47 14.59 8,182
INGRAM MICRO INC CL A 373 6 1.66 12,140
AUXILIUM PHARMACEUTICALS INC COM 372 372 New 14,069
MERCADOLIBRE INC COM 372 69 22.97 4,396
DRESSER-RAND GROUP INC COM 372 372 New 6,352
HILLTOP HOLDINGS INC COM 371 23 6.70 15,830
DELAWARE INV MN MUN INC FD II COM 370 219 144.81 27,159
AMTRUST FINL SVCS INC COM 368 95 34.83 10,228
TEXAS ROADHOUSE INC COM 368 75 25.39 14,623
GDL FUND COM SH BEN IT 368 20 5.88 33,671
DREAMWORKS ANIMATION SKG INC CL A 368 368 New 13,452
ALERE INC COM 367 367 New 10,324
FOOT LOCKER INC COM 367 367 New 8,118
ROYAL BK OF SCOTLAND PLC CHINA TRNDP ETF 366 128 53.52 13,510
LAZARD LTD SHS A 366 366 New 8,127
TRIANGLE CAP CORP COM 365 43 13.32 14,054
CARPENTER TECHNOLOGY CORP COM 365 9 2.42 5,752
ISHARES U S ETF TR ENH US SCP ETF 364 364 New 12,315
OGE ENERGY CORP COM 362 47 14.99 9,860