LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,850
New Positions 186
Increased Positions 1,413
Decreased Positions 1,371
Positions with Activity 2,784
Sold Out Positions 174
Total Mkt Value (in $ millions) 16,759

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.24%
Energy 2.02%
Financial 76.72%
Healthcare 2.62%
Services 4.1%
Technology 3.86%
Transportation 0.66%
Utilities 1.42%

1,413 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DU PONT E I DE NEMOURS & CO COM 27,341 641 2.40 398,441
CONOCOPHILLIPS COM 27,172 140 .52 429,795
MERCK & CO INC NEW COM 26,958 73 .27 474,616
VISA INC COM CL A 26,477 1,222 4.84 104,481
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 24,881 22,294 861.76 469,097
PIMCO HIGH INCOME FD COM SHS 24,262 9,324 62.42 2,063,134
ISHARES TR U.S. CNSM GD ETF 23,506 19,029 425.12 231,835
GOOGLE INC CL A 22,787 694 3.14 45,742
FACEBOOK INC CL A 22,778 2,512 12.40 304,961
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 22,196 142 .65 482,738
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 22,158 1,248 5.97 227,470
WISDOMTREE TR EM LCL DEBT FD 21,399 7,182 50.51 527,068
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 21,263 1,110 5.51 364,529
MARKET VECTORS ETF TR EMKT HIYLD BD 21,093 1,614 8.29 948,870
VANGUARD WORLD FDS HEALTH CAR ETF 21,088 943 4.68 170,340
POWERSHARES ETF TRUST FTSE US1500 SM 21,047 389 1.89 218,740
ABBVIE INC COM 21,025 1,823 9.50 322,215
SOUTHERN CO COM 20,956 959 4.80 438,787
BRISTOL MYERS SQUIBB CO COM 20,766 946 4.77 359,957
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 20,274 8,859 77.60 959,959