LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,807
New Positions 180
Increased Positions 1,388
Decreased Positions 1,370
Positions with Activity 2,758
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.19%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.15%
Energy 2.8%
Financial 77.06%
Healthcare 2.45%
Services 4.04%
Technology 3.9%
Transportation 0.56%
Utilities 1.4%

1,388 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P500 PU VA 23,867 3,334 16.24 439,462
CUSHING MLP TOTAL RETURN FD COM SHS 23,834 7,321 44.33 2,749,056
PROSHARES TR PSHS SHRT S&P500 22,529 14,226 171.32 971,500
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 22,421 2,211 10.94 564,346
FORD MTR CO DEL COM PAR $0.01 22,130 1,923 9.51 1,269,676
BANK OF AMERICA CORPORATION COM 21,880 1,358 6.62 1,402,557
VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF 21,798 1,025 4.93 349,044
PIMCO HIGH INCOME FD COM SHS 21,601 916 4.43 1,588,331
3M CO COM 21,503 2,534 13.36 148,626
RYDEX ETF TRUST GUG S&P500 PU GR 21,109 7,961 60.55 271,467
MARKET VECTORS ETF TR GOLD MINER ETF 20,893 4,579 28.07 769,531
MARKET VECTORS ETF TR MKT VECTR WIDE 20,727 1,175 6.01 671,868
VANGUARD INDEX FDS EXTEND MKT ETF 20,669 6,554 46.44 237,961
POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 20,174 2,673 15.27 775,328
POWERSHARES ETF TRUST FTSE US1500 SM 20,149 1,294 6.86 201,386
ISHARES U.S. FIN SVC ETF 19,815 722 3.78 234,493
AMAZON COM INC COM 19,739 823 4.35 59,821
ISHARES COHEN&STEER REIT 19,025 321 1.71 216,664
ABBOTT LABS COM 18,773 245 1.32 454,894
WISDOMTREE TR MDCP EARN FUND 18,729 2,915 18.44 203,996