LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,195

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.17%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.13%
Energy 2.62%
Financial 76.85%
Healthcare 2.42%
Services 3.94%
Technology 3.91%
Transportation 0.59%
Utilities 1.44%

1,421 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT SECTOR SPDR TR SBI INT-ENERGY 36,312 6,658 22.45 380,791
ISHARES TR U.S. BAS MTL ETF 35,935 3,397 10.44 409,051
SELECT SECTOR SPDR TR SBI CONS STPLS 35,558 2,610 7.92 779,606
SPDR INDEX SHS FDS S&P INTL ETF 35,116 2,058 6.23 721,950
ISHARES TR RUS MD CP GR ETF 34,662 498 1.46 382,372
CONOCOPHILLIPS COM 34,527 1,794 5.48 427,577
FS INVT CORP COM 34,285 34,285 New 3,262,130
ISHARES INTL SEL DIV ETF 34,219 3,219 10.38 910,808
PFIZER INC COM 33,991 1,129 3.44 1,131,163
VANGUARD INDEX FDS SM CP VAL ETF 33,687 208 .62 322,793
ISHARES TR U.S. UTILITS ETF 31,632 3,972 14.36 293,620
ISHARES TR EAFE MIN VOL ETF 31,389 6,047 23.86 490,920
ISHARES TR RUS 2000 VAL ETF 30,502 3,470 12.84 309,221
FIRST TR MID CAP CORE ALPHADEX COM SHS 30,466 4,829 18.84 577,713
FIRST TR ISE REVERE NAT GAS IN COM 30,206 1,917 6.78 1,524,033
SELECT SECTOR SPDR TR SBI INT-UTILS 30,031 4,288 16.66 699,525
ISHARES TR TRANS AVG ETF 29,816 11,338 61.36 193,936
ISHARES TR RUS 2000 GRW ETF 29,315 594 2.07 217,893
MERCK & CO INC NEW COM 28,395 641 2.31 473,329
SPDR INDEX SHS FDS DJ GLB RL ES ETF 28,373 268 .95 618,955