LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT SECTOR SPDR TR SBI INT-ENERGY 34,735 5,966 20.74 459,764
VANGUARD INDEX FDS SML CP GRW ETF 33,754 2,102 6.64 270,484
VANGUARD INDEX FDS SM CP VAL ETF 33,553 538 1.63 328,051
RYDEX ETF TRUST GUG S&P500 PU GR 33,167 7,672 30.09 422,462
SPDR INDEX SHS FDS S&P INTL ETF 32,704 2,260 7.42 775,536
ISHARES MSCI CDA ETF 32,677 29,090 810.85 1,235,906
STARBUCKS CORP COM 32,574 866 2.73 372,148
WELLS FARGO & CO NEW COM 31,553 683 2.21 607,732
FIRST TR MID CAP CORE ALPHADEX COM SHS 31,535 1,910 6.45 614,965
GILEAD SCIENCES INC COM 31,493 5,477 21.05 300,415
SPDR INDEX SHS FDS DJ GLB RL ES ETF 31,255 121 .39 621,362
FS INVT CORP COM 30,978 575 1.89 3,323,839
ISHARES EM MK MINVOL ETF 30,505 26,966 761.91 532,377
RYDEX ETF TRUST GUG S&P500 PU VA 30,455 5,540 22.24 587,705
ISHARES TR U.S. FINLS ETF 30,271 24,700 443.34 355,338
PIMCO ETF TR 1-5 US TIP IDX 28,704 1,726 6.40 548,511
MERCK & CO INC NEW COM 28,610 78 .27 474,616
JPMORGAN CHASE & CO COM 28,399 612 2.20 522,236
DU PONT E I DE NEMOURS & CO COM 28,373 666 2.40 398,441
ISHARES MSCI JAPAN ETF 28,329 21,718 328.52 2,465,522