LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.23%
Conglomerates 0.07%
Consumer Cyclical 0.81%
Consumer/Non-Cyclical 2.26%
Energy 2.66%
Financial 77.62%
Healthcare 2.51%
Services 4.35%
Technology 3.85%
Transportation 0.52%
Utilities 1.44%

1,562 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SELECT SECTOR SPDR TR TECHNOLOGY 36,145 1,423 4.10 1,003,201
VANGUARD INDEX FDS MCAP VL IDXVIP 35,309 3,162 9.84 429,443
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 34,764 1,348 4.04 717,681
VANGUARD INDEX FDS SM CP VAL ETF 32,753 629 1.96 329,838
SPDR INDEX SHS FDS S&P INTL ETF 32,486 4,359 15.50 651,937
ISHARES RUSSELL 3000 ETF 32,320 8,724 36.98 289,629
JPMORGAN CHASE & CO COM 32,077 1,067 3.44 580,899
SELECT SECTOR SPDR TR SBI CONS STPLS 32,023 301 .95 733,976
FIRST TR ISE REVERE NAT GAS IN COM 31,855 1,375 4.51 1,420,199
VANGUARD INDEX FDS SML CP GRW ETF 31,626 2,661 9.19 262,324
ISHARES RUS MD CP GR ETF 31,491 712 2.31 374,008
VANGUARD INDEX FDS S&P 500 ETF SHS 31,393 5,010 18.99 183,864
VANGUARD INDEX FDS MCAP GR IDXVIP 31,379 1,346 4.48 345,734
INTEL CORP COM 30,944 723 2.39 1,144,372
POWERSHARES ETF TRUST DWA MOMENTUM PTF 29,641 355 1.21 808,328
DU PONT E I DE NEMOURS & CO COM 29,631 2,857 10.67 442,385
POWERSHARES ETF TRUST II DWA SC MOMNT PTF 29,540 5,999 25.49 807,112
FIRST TR VALUE LINE DIVID INDX SHS 29,536 1,421 5.05 1,339,510
ISHARES MSCI UK ETF 29,374 116 .40 1,405,462
ISHARES RUS 2000 GRW ETF 29,118 1,182 4.23 223,279