LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (704) 733-3300

Report Date: 12/31/2016

Position Statistics

Total Positions 2,865
New Positions 255
Increased Positions 1,399
Decreased Positions 1,405
Positions with Activity 2,804
Sold Out Positions 204
Total Mkt Value (in $ millions) 13,409

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 1.17%
Basic Materials 0.6%
Industrials 1.27%
Consumer Cyclicals 1.39%
Consumer Non-Cyclicals 1.02%
Financials 81.83%
Healthcare 1.33%
Technology 1.88%
Telecommunication Services 0.23%
Utilities 0.59%

1,399 INCREASED Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR LRGE CP CORE ALPHA FD COM SHS 69,015 1,674 2.49 1,352,966
VANGUARD BD INDEX FD INC SHORT TRM BOND 67,012 4,531 7.25 840,909
ISHARES TR S&P MC 400VL ETF 66,432 21,463 47.73 456,827
POWERSHARES ETF TRUST FTSE RAFI 1000 65,731 33,314 102.77 649,193
POWERSHARES ETF TR II PWRSHS SP500 LOW 60,849 426 .71 1,511,411
ISHARES TR CORE S&P TTL STK 60,538 21,259 54.12 1,133,243
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 60,397 250 .42 757,713
ISHARES TR RUSSELL 3000 ETF 59,671 1,416 2.43 431,209
SPDR INDEX SHS FDS DJ GLB RL ES ETF 55,786 55,536 22,224.13 1,196,350
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 52,992 7,836 17.35 533,442
FIRST TR MORNINGSTAR DIV LEADR SHS 51,061 6,710 15.13 1,777,889
SPDR SERIES TRUST S&P 500 GROWTH 49,949 6,645 15.35 443,085
WISDOMTREE TR US QTLY DIV GRT 45,422 1,738 3.98 1,286,003
SPDR SERIES TRUST S&P REGL BKG 44,868 32,659 267.52 850,087
SELECT SECTOR SPDR TR SBI CONS DISCR 43,026 41,791 3,385.47 497,237
ALPS ETF TR ALERIAN MLP 41,971 8,671 26.04 3,360,345
ISHARES TR INTERM CR BD ETF 41,311 11,253 37.44 379,492
ISHARES MIN VOL EMRG MKT 40,266 4,971 14.08 748,987
FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 38,731 6,250 19.24 1,987,212
ISHARES TR S&P MC 400GR ETF 36,784 2,251 6.52 195,412