LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,848
New Positions 186
Increased Positions 1,411
Decreased Positions 1,371
Positions with Activity 2,782
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,368

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.29%
Energy 2.04%
Financial 76.41%
Healthcare 2.65%
Services 4.19%
Technology 3.91%
Transportation 0.66%
Utilities 1.48%

1,411 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD SCOTTSDALE FDS INT-TERM CORP 85,414 3,824 4.69 972,939
WISDOMTREE TR JAPN HEDGE EQT 83,571 24,508 41.49 1,692,072
ISHARES MBS ETF 81,244 13,054 19.14 738,049
VANGUARD INDEX FDS VALUE ETF 78,609 15,079 23.74 936,824
JOHNSON & JOHNSON COM 75,905 3,054 4.19 742,706
BERKSHIRE HATHAWAY INC DEL CL B NEW 71,899 3,317 4.84 482,157
EXXON MOBIL CORP COM 71,801 813 1.15 789,981
SPDR SERIES TRUST BRCLYS INTL ETF 68,868 22,054 47.11 1,266,413
ISHARES 1-3 YR CR BD ETF 68,442 2,897 4.42 649,233
ISHARES TR RUS MID-CAP ETF 68,381 3,276 5.03 408,930
ALPS ETF TR ALERIAN MLP 68,159 494 .73 3,939,827
FIRST TR LRGE CP CORE ALPHA FD COM SHS 65,022 17,280 36.19 1,429,059
ISHARES EMU ETF 64,341 63,157 5,332.36 1,760,357
AT&T INC COM 61,056 2,197 3.73 1,829,655
VERIZON COMMUNICATIONS INC COM 58,139 152 .26 1,233,068
VANGUARD BD INDEX FD INC SHORT TRM BOND 58,100 2,234 4.00 722,276
POWERSHARES ETF TR II S&P500 LOW VOL 57,770 6,482 12.64 1,495,869
ALTRIA GROUP INC COM 55,049 1,375 2.56 1,015,854
ISHARES TR CORE HIGH DV ETF 54,816 1,312 2.45 708,768
VANGUARD INDEX FDS MID CAP ETF 52,842 716 1.37 428,325