LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,301

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.68%
Financial 76.85%
Healthcare 2.37%
Services 3.96%
Technology 3.88%
Transportation 0.58%
Utilities 1.45%

1,421 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS TOTAL STK MKT 676,033 2,164 .32 6,527,303
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 670,317 30,324 4.74 2,572,404
SPDR S&P 500 ETF TR TR UNIT 435,927 124,030 39.77 2,178,109
POWERSHARES QQQ TRUST UNIT SER 1 408,878 34,200 9.13 4,113,042
ISHARES TR MSCI EAFE ETF 196,190 21,843 12.53 2,939,609
ISHARES TR RUS 1000 GRW ETF 195,468 933 .48 2,100,900
ISHARES TR CORE US AGGBD ET 192,742 14,374 8.06 1,751,884
VANGUARD BD INDEX FD INC TOTAL BND MRKT 174,360 901 .52 2,111,413
ISHARES TR CORE S&P500 ETF 159,607 5,047 3.27 792,408
ISHARES TR S&P 500 VAL ETF 152,015 92,102 153.73 1,654,854
RYDEX ETF TRUST GUG S&P500 EQ WT 145,877 8,073 5.86 1,875,272
ISHARES TR RUS 1000 VAL ETF 125,333 2,376 1.93 1,224,909
ISHARES U.S. PFD STK ETF 113,699 12,151 11.97 2,839,634
SELECT SECTOR SPDR TR SBI HEALTHCARE 105,641 278 .26 1,660,242
ISHARES TR MSCI EMG MKT ETF 103,118 44,261 75.20 2,284,920
ISHARES TR SELECT DIVID ETF 101,340 2,586 2.62 1,328,009
ISHARES TR RUS 1000 ETF 98,060 3,304 3.49 875,852
SPDR SER TR SHT TRM HGH YLD 97,853 10,407 11.90 3,202,012
ISHARES TR EUROPE ETF 96,771 22,578 30.43 2,067,306
POWERSHARES ETF TRUST II SENIOR LN PORT 93,467 23,807 34.18 3,779,487