LPL FINANCIAL LLC Information

9785 TOWNE CENTRE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2013

Position Statistics

Total Positions 2,758
New Positions 241
Increased Positions 1,562
Decreased Positions 1,145
Positions with Activity 2,707
Sold Out Positions 127
Total Mkt Value (in $ millions) 16,286

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.03%
Capital Goods 1.22%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.24%
Energy 2.65%
Financial 77.59%
Healthcare 2.55%
Services 4.35%
Technology 3.87%
Transportation 0.52%
Utilities 1.44%

1,145 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN SINGAPORE FD INC COM -252 Sold Out 0
ACCESS MIDSTREAM PARTNERS L P UNIT -298 Sold Out 0
AKORN INC COM -894 Sold Out 0
ALKERMES PLC SHS -303 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -212 Sold Out 0
ALPHATEC HOLDINGS INC COM -30 Sold Out 0
ALPS ETF TR C&S GLOBL ETF -254 Sold Out 0
AMR CORP DEL COM -315 Sold Out 0
ANWORTH MORTGAGE ASSET CP COM -276 Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -94 Sold Out 0
ASSOCIATED BANC CORP COM -200 Sold Out 0
ASTRONICS CORP CL B -137 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -2,356 Sold Out 0
BANCO MACRO SA SPON ADR B -343 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS PMET38 -528 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -215 Sold Out 0
BBVA BANCO FRANCES S A SPONSORED ADR -336 Sold Out 0
BIOTELEMETRY INC COM -119 Sold Out 0
BROADWIND ENERGY INC COM NEW -388 Sold Out 0
CHINA MARINE FOOD GROUP LTD COM -6 Sold Out 0