LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,846
New Positions 186
Increased Positions 1,411
Decreased Positions 1,369
Positions with Activity 2,780
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,073

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.9%
Capital Goods 1.18%
Conglomerates 0.08%
Consumer Cyclical 0.8%
Consumer/Non-Cyclical 2.26%
Energy 2.04%
Financial 76.48%
Healthcare 2.64%
Services 4.19%
Technology 3.88%
Transportation 0.65%
Utilities 1.48%

1,369 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 23,808 -1,451 (5.74) 146,689
58 COM INC SPON ADR REP A -295 Sold Out 0
ABB LTD SPONSORED ADR 516 -1 (0.16) 26,936
ABBOTT LABS COM 16,945 -2,292 (11.91) 378,581
ABERDEEN CHILE FD INC COM 149 -5 (3.29) 20,701
ABERDEEN GLOBAL INCOME FD INC COM 342 -63 (15.5) 36,328
ABERDEEN ISRAEL FUND INC COM 218 -20 (8.44) 13,240
ACCENTURE PLC IRELAND SHS CLASS A 3,614 -1,019 (22) 43,012
ACCO BRANDS CORP COM 164 -5 (2.75) 20,726
ACE LIMITED SHS 2,404 -142 (5.56) 22,270
ACTIVISION BLIZZARD INC COM 436 -503 (53.61) 20,843
ACUITY BRANDS INC COM 259 -66 (20.22) 1,728
ADOBE SYS INC COM 4,835 -87 (1.77) 68,941
ADVANCED MICRO DEVICES INC COM 87 -6 (6.02) 33,962
ADVENT CLAYMORE ENH GRW & INC COM 110 -9 (7.63) 12,113
ADVISERS INVT TR JOHCM INTL SL I 2,894 -528 (15.42) 153,207
ADVISORSHARES TR RANGER EQUITY BE 655 -386 (37.1) 55,005
AEGON N V NY REGISTRY SH 118 -22 (15.68) 16,487
AES CORP COM 133 -119 (47.22) 10,880
AES TR III PFD CV 6.75% 395 -11 (2.71) 7,786