LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,387
Decreased Positions 1,370
Positions with Activity 2,757
Sold Out Positions 189
Total Mkt Value (in $ millions) 16,943

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.21%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.12%
Energy 2.79%
Financial 76.99%
Healthcare 2.44%
Services 4.07%
Technology 3.97%
Transportation 0.57%
Utilities 1.42%

1,370 DECREASED Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 55,335 -1,363 (2.4) 523,110
ISHARES TR 0-5 YR TIPS ETF 4,009 -400 (9.08) 39,297
ISHARES 1-3 YR CR BD ETF 66,128 -39,064 (37.14) 627,337
ISHARES 1-3 YR TR BD ETF 35,842 -693 (1.9) 424,264
PIMCO ETF TR 1-3YR USTREIDX 3,027 -65 (2.11) 59,489
ISHARES 14 AMT-FREE ETF 1,035 -77 (6.95) 20,207
ISHARES 15 AMT-FREE ETF 1,731 -130 (6.99) 32,746
PIMCO ETF TR 15+ YR US TIPS 299 -200 (40.13) 4,499
ISHARES 17 AMT-FREE ETF 1,162 -40 (3.36) 21,047
PIMCO ETF TR 25YR+ ZERO U S 1,408 -65 (4.42) 13,677
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 1,800 -678 (27.36) 25,935
ISHARES 3-7 YR TR BD ETF 9,327 -39 (0.42) 76,706
ISHARES 3YRTB ETF 4,868 -302 (5.84) 51,115
COMMONWEALTH REIT 6.50% PFD CUM CO 757 -70 (8.41) 31,412
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 364 -275 (43.1) 13,350
BARCLAYS PLC ADR 238 -129 (35.1) 16,470
BT GROUP PLC ADR -266 Sold Out 0
NOVO-NORDISK A S ADR 3,009 -1,594 (34.63) 65,386
TEVA PHARMACEUTICAL INDS LTD ADR 9,672 -227 (2.29) 176,020
ERICSSON ADR B SEK 10 134 -2 (1.22) 10,610


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