LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,856
New Positions 186
Increased Positions 1,416
Decreased Positions 1,374
Positions with Activity 2,790
Sold Out Positions 173
Total Mkt Value (in $ millions) 17,537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.94%
Capital Goods 1.2%
Conglomerates 0.08%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.21%
Energy 2.38%
Financial 76.36%
Healthcare 2.56%
Services 4.05%
Technology 3.89%
Transportation 0.67%
Utilities 1.41%

1,374 DECREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 31,747 -6,583 (17.17) 305,403
ISHARES TR 0-5 YR TIPS ETF 3,820 -18 (0.48) 38,006
ISHARES 10-20 YR TRS ETF 1,481 -183 (11.01) 11,142
ISHARES TR 1-3 YR TR BD ETF 33,702 -210 (0.62) 397,903
PIMCO ETF TR 1-3YR USTREIDX 2,684 -36 (1.31) 52,600
ISHARES 14 AMT-FREE ETF -915 Sold Out 0
BANK AMER CORP 7.25%CNV PFD L 2,385 -1 (0.05) 2,039
AVIVA PLC ADR -298 Sold Out 0
BANCO SANTANDER SA ADR 2,262 -33 (1.44) 266,166
BARCLAYS PLC ADR -249 Sold Out 0
BT GROUP PLC ADR 271 -199 (42.37) 4,553
MELCO CROWN ENTMT LTD ADR -335 Sold Out 0
NOVO-NORDISK A S ADR 1,960 -522 (21.02) 44,243
RANDGOLD RES LTD ADR 731 -28 (3.68) 10,547
TEVA PHARMACEUTICAL INDS LTD ADR 9,578 -438 (4.38) 166,856
REVENUESHARES ETF TR ADR FD 264 -27 (9.14) 6,876
BARCLAYS BANK PLC ADR PFD SR 5 207 -17 (7.38) 7,843
NQ MOBILE INC ADR REPSTG CL A 343 -49 (12.5) 49,015
GW PHARMACEUTICALS PLC ADS 324 -713 (68.72) 4,109
QIHOO 360 TECHNOLOGY CO LTD ADS 423 -651 (60.62) 6,102