LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 03/31/2014

Position Statistics

Total Positions 2,806
New Positions 180
Increased Positions 1,388
Decreased Positions 1,369
Positions with Activity 2,757
Sold Out Positions 188
Total Mkt Value (in $ millions) 16,852

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.97%
Capital Goods 1.17%
Conglomerates 0.08%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.1%
Energy 2.79%
Financial 76.99%
Healthcare 2.45%
Services 4.09%
Technology 4%
Transportation 0.56%
Utilities 1.41%

1,369 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCESS NATL CORP COM -478 Sold Out 0
ADDVANTAGE TECHNOLOGIES GP INC COM NEW -77 Sold Out 0
AGCO CORP COM -881 Sold Out 0
AGENUS INC COM NEW -39 Sold Out 0
ALERE INC COM -408 Sold Out 0
ALLIANCE FIBER OPTIC PRODS INC COM NEW -638 Sold Out 0
ALPS ETF TR US EQTHIVOLPT WR -3,482 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -37 Sold Out 0
AMERICA FIRST MULTIFAMILY INV BEN UNIT CTF -68 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -21 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -711 Sold Out 0
AMERICAN INCOME FD INC COM -87 Sold Out 0
ARCOS DORADOS HOLDINGS INC SHS CLASS -A - -200 Sold Out 0
ASCENA RETAIL GROUP INC COM -162 Sold Out 0
AUTODESK INC COM -281 Sold Out 0
BANK OF THE OZARKS INC COM -322 Sold Out 0
BELMOND LTD CL A -136 Sold Out 0
BITAUTO HLDGS LTD SPONSORED ADS -1,239 Sold Out 0
BLACK HILLS CORP COM -460 Sold Out 0
BLACKROCK ECOSOLUTIONS INVT TR COM SH -105 Sold Out 0