LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 09/30/2014

Position Statistics

Total Positions 2,851
New Positions 186
Increased Positions 1,413
Decreased Positions 1,372
Positions with Activity 2,785
Sold Out Positions 174
Total Mkt Value (in $ millions) 17,061

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.89%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.79%
Consumer/Non-Cyclical 2.24%
Energy 2.08%
Financial 76.65%
Healthcare 2.62%
Services 4.1%
Technology 3.87%
Transportation 0.66%
Utilities 1.43%

1,372 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
58 COM INC SPON ADR REP A -308 Sold Out 0
AMDOCS LTD SHS -944 Sold Out 0
AMERICAN FINL GROUP INC OHIO COM -906 Sold Out 0
AMIRA NATURE FOODS LTD SHS -338 Sold Out 0
API TECHNOLOGIES CORP COM NEW -31 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -168 Sold Out 0
APOLLO SR FLOATING RATE FD INC COM -254 Sold Out 0
ARROW ELECTRS INC COM -192 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -2 Sold Out 0
ATHERSYS INC COM -12 Sold Out 0
AUTOLIV INC COM -929 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -352 Sold Out 0
AVIVA PLC ADR -269 Sold Out 0
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR -483 Sold Out 0
BANCORPSOUTH INC COM -223 Sold Out 0
BARCLAYS BK PLC US TRES STEEP -187 Sold Out 0
BARCLAYS BK PLC DJUBS CMDT ETN36 -161 Sold Out 0
BARCLAYS PLC ADR -241 Sold Out 0
BIOTIME INC WT EXP 100118 -1 Sold Out 0
BLACK HILLS CORP COM -169 Sold Out 0