LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,422
Decreased Positions 1,391
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,462

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.78%
Capital Goods 1.14%
Conglomerates 0.07%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 2.12%
Energy 1.91%
Financial 76.83%
Healthcare 2.63%
Services 4.14%
Technology 3.84%
Transportation 0.68%
Utilities 1.3%

1,391 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOUTHWESTERN ENERGY CO COM -183 Sold Out 0
SPDR INDEX SHS FDS MIDEAST AFRICA -213 Sold Out 0
STONE ENERGY CORP COM -103 Sold Out 0
STONE HBR EMERG MRKTS INC FD COM -251 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -186 Sold Out 0
SWISS HELVETIA FD INC COM -179 Sold Out 0
TAL ED GROUP ADS REPSTG COM -496 Sold Out 0
TARGA RES CORP COM -295 Sold Out 0
TEXAS PAC LD TR SUB CTF PROP I T -156 Sold Out 0
TRANSAMERICA INCOME SHS INC COM -252 Sold Out 0
TRIANGLE CAP CORP COM -262 Sold Out 0
TRUECAR INC COM -226 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF -3,557 Sold Out 0
UNITED STS GASOLINE FD LP UNITS -156 Sold Out 0
URBAN OUTFITTERS INC COM -1,178 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -515 Sold Out 0
VISTEON CORP COM NEW -1,455 Sold Out 0
VIVUS INC COM -28 Sold Out 0
WASATCH FDS INC INTL GROWTH FD -364 Sold Out 0
WESTLAKE CHEM CORP COM -207 Sold Out 0