LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 12/31/2014

Position Statistics

Total Positions 2,872
New Positions 207
Increased Positions 1,421
Decreased Positions 1,392
Positions with Activity 2,813
Sold Out Positions 174
Total Mkt Value (in $ millions) 18,763

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.8%
Capital Goods 1.1%
Conglomerates 0.07%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical 2.11%
Energy 2.03%
Financial 76.71%
Healthcare 2.57%
Services 4.11%
Technology 3.93%
Transportation 0.68%
Utilities 1.33%

1,392 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SM ENERGY CO COM -181 Sold Out 0
SOUTHWESTERN ENERGY CO COM -236 Sold Out 0
SPDR INDEX SHS FDS MIDEAST AFRICA -225 Sold Out 0
STONE ENERGY CORP COM -117 Sold Out 0
STONE HBR EMERG MRKTS INC FD COM -275 Sold Out 0
SUPERIOR ENERGY SVCS INC COM -221 Sold Out 0
SWISS HELVETIA FD INC COM -188 Sold Out 0
TAL ED GROUP ADS REPSTG COM -558 Sold Out 0
TARGA RES CORP COM -327 Sold Out 0
TEXAS PAC LD TR SUB CTF PROP I T -169 Sold Out 0
TRANSAMERICA INCOME SHS INC COM -253 Sold Out 0
TRIANGLE CAP CORP COM -273 Sold Out 0
TRUECAR INC COM -197 Sold Out 0
UBS AG JERSEY BRANCH 2XMN ALR MLP INF -3,926 Sold Out 0
UNITED STS GASOLINE FD LP UNITS -179 Sold Out 0
URBAN OUTFITTERS INC COM -1,046 Sold Out 0
VEOLIA ENVIRONNEMENT SPONSORED ADR -556 Sold Out 0
VISTEON CORP COM NEW -1,551 Sold Out 0
VIVUS INC COM -25 Sold Out 0
WASATCH FDS INC INTL GROWTH FD -379 Sold Out 0