LPL FINANCIAL LLC Information

4707 EXECUTIVE DRIVE, SAN DIEGO, California, 92121, (617) 423-3644

Report Date: 06/30/2014

Position Statistics

Total Positions 2,820
New Positions 202
Increased Positions 1,421
Decreased Positions 1,334
Positions with Activity 2,755
Sold Out Positions 156
Total Mkt Value (in $ millions) 17,350

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.95%
Capital Goods 1.16%
Conglomerates 0.07%
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 2.11%
Energy 2.69%
Financial 76.84%
Healthcare 2.38%
Services 3.95%
Technology 3.9%
Transportation 0.58%
Utilities 1.46%

1,334 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MADISON STRTG SECTOR PREM FD COM -140 Sold Out 0
MARKETAXESS HLDGS INC COM -267 Sold Out 0
MATRIX SVC CO COM -399 Sold Out 0
MESABI TR CTF BEN INT -239 Sold Out 0
MILLER HERMAN INC COM -357 Sold Out 0
MITEL NETWORKS CORP COM -224 Sold Out 0
MOSYS INC COM -34 Sold Out 0
MSCI INC COM -215 Sold Out 0
NATIONAL HEALTH INVS INC COM -217 Sold Out 0
NATIONAL PRESTO INDS INC COM -223 Sold Out 0
NATUS MEDICAL INC DEL COM -378 Sold Out 0
NAVIOS MARITIME HOLDINGS INC COM -95 Sold Out 0
NETSUITE INC COM -248 Sold Out 0
NEW IRELAND FUND INC COM -467 Sold Out 0
NOODLES & CO CL A -114 Sold Out 0
NUVEEN SELECT TAX FREE INCM 3 SH BEN INT -168 Sold Out 0
NUVEEN TEX QUALITY INCOME MUN COM -266 Sold Out 0
OLIN CORP COM PAR $1 -437 Sold Out 0
ON ASSIGNMENT INC COM -448 Sold Out 0
ORANGE SPONSORED ADR -200 Sold Out 0